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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$17.9M +$299K +20,849 +2%
RCM
2
Rivernorth Capital Management
Florida
$15.4M +$1.14M +79,248 +8%
Bessemer Group
3
Bessemer Group
New Jersey
$8.33M
LCM
4
Laurion Capital Management
New York
$5.3M -$1.34M -93,507 -21%
Morgan Stanley
5
Morgan Stanley
New York
$5.16M -$1.24M -86,528 -20%
Kovitz Investment Group Partners
6
Kovitz Investment Group Partners
Illinois
$4.85M -$42.3K -2,944 -0.9%
Cohen & Steers
7
Cohen & Steers
New York
$4.41M +$565K +39,331 +15%
MIG
8
Mariner Investment Group
New York
$4.19M -$1.93M -134,387 -32%
RJA
9
Raymond James & Associates
Florida
$3.41M +$965K +67,204 +41%
GC
10
Guggenheim Capital
Illinois
$2.72M +$56.8K +3,955 +2%
RCM
11
Robinson Capital Management
Michigan
$2.62M +$1.92M +133,445 +308%
SFS
12
Shaker Financial Services
Virginia
$2.21M +$583K +40,619 +38%
Bank of America
13
Bank of America
North Carolina
$1.86M +$419K +29,192 +30%
YMRC
14
Yorktown Management & Research Company
Virginia
$1.84M -$431K -30,000 -19%
MC
15
Matisse Capital
Oregon
$1.78M +$1.39M +96,866 +417%
Invesco
16
Invesco
Georgia
$1.36M -$290K -20,202 -18%
First Trust Advisors
17
First Trust Advisors
Illinois
$1.28M +$59.6K +4,151 +5%
AA
18
AQR Arbitrage
Connecticut
$956K -$222K -15,443 -19%
CRC
19
Curi RMB Capital
Illinois
$745K +$187K +13,045 +35%
Wells Fargo
20
Wells Fargo
California
$736K +$412K +28,710 +137%
Stifel Financial
21
Stifel Financial
Missouri
$664K +$122K +8,527 +23%
COLIM
22
City of London Investment Management
United Kingdom
$603K +$583K +40,555 New
RJFSA
23
Raymond James Financial Services Advisors
Florida
$555K -$110K -7,688 -17%
Citigroup
24
Citigroup
New York
$551K +$287 +20 +0.1%
DA
25
Doliver Advisors
Texas
$542K +$524K +36,491 New