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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$14.4M -$1.21M -107,955 -8%
GC
2
Guggenheim Capital
Illinois
$11.2M +$2.99M +265,561 +39%
UBS Group
3
UBS Group
Switzerland
$10.6M -$592K -52,654 -6%
AAM
4
Advisors Asset Management
Colorado
$6.67M +$510K +45,376 +9%
Wells Fargo
5
Wells Fargo
California
$5.97M +$238K +21,191 +4%
RCM
6
Rivernorth Capital Management
Florida
$5.95M -$515K -45,828 -8%
SIA
7
Sit Investment Associates
Minnesota
$5.92M -$1.1M -98,025 -16%
Cohen & Steers
8
Cohen & Steers
New York
$5.18M
SCM
9
Saba Capital Management
New York
$4.93M -$3.27K -291 -0.1%
MC
10
Matisse Capital
Oregon
$4.15M -$346K -30,770 -8%
First Trust Advisors
11
First Trust Advisors
Illinois
$3.45M -$179K -15,895 -5%
Invesco
12
Invesco
Georgia
$3.44M -$750K -66,712 -19%
CIA
13
Capital Investment Advisors
Georgia
$2.12M -$41.7K -3,704 -2%
SFS
14
Shaker Financial Services
Virginia
$1.89M -$101K -8,945 -5%
Bank of America
15
Bank of America
North Carolina
$1.88M -$1.17M -103,800 -40%
Morgan Stanley
16
Morgan Stanley
New York
$1.56M -$356K -31,615 -19%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.13M -$488K -43,393 -31%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.04M -$50.1K -4,456 -5%
BlackRock
19
BlackRock
New York
$939K
Stifel Financial
20
Stifel Financial
Missouri
$722K -$132K -11,699 -16%
OC
21
Oppenheimer & Co
New York
$659K +$340K +30,200 +121%
AA
22
AQR Arbitrage
Connecticut
$556K +$293K +26,028 +126%
6M
23
6 Meridian
Kansas
$521K +$289K +25,652 +142%
Goldman Sachs
24
Goldman Sachs
New York
$467K -$240K -21,363 -35%
9WM
25
9258 Wealth Management
Ohio
$456K -$16.6K -1,477 -4%