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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$11.3M +$5.08M +277,552 +80%
TAM
2
Third Avenue Management
New York
$5.96M +$112K +6,128 +2%
MIG
3
Mariner Investment Group
New York
$5.62M +$1.71M +93,597 +43%
SFS
4
Shaker Financial Services
Virginia
$2.39M +$154K +8,413 +7%
GC
5
Guggenheim Capital
Illinois
$2.34M -$166K -9,053 -7%
Invesco
6
Invesco
Georgia
$1.64M +$98.3K +5,368 +6%
Morgan Stanley
7
Morgan Stanley
New York
$1.64M +$269K +14,668 +19%
Bank of America
8
Bank of America
North Carolina
$1.62M +$27.4K +1,498 +2%
BNP Paribas Financial Markets
9
BNP Paribas Financial Markets
France
$1.46M -$190K -10,350 -11%
First Trust Advisors
10
First Trust Advisors
Illinois
$1.21M +$133K +7,270 +12%
ADBIC
11
A.D. Beadell Investment Counsel
Wisconsin
$1.03M +$55.1K +3,010 +6%
1832 Asset Management
12
1832 Asset Management
Ontario, Canada
$925K +$17.7K +965 +2%
WAM
13
Wolverine Asset Management
Illinois
$867K +$327K +17,840 +59%
TC
14
TFS Capital
Pennsylvania
$778K +$787K +42,955 New
RCM
15
Robinson Capital Management
Michigan
$656K +$663K +36,208 New
Barclays
16
Barclays
United Kingdom
$530K +$124K +6,793 +30%
Wells Fargo
17
Wells Fargo
California
$457K +$3.22K +176 +0.7%
PPA
18
Parametric Portfolio Associates
Washington
$442K +$446K +24,368 New
HCA
19
Harbour Capital Advisors
Virginia
$245K
LPL Financial
20
LPL Financial
California
$195K -$11.4K -620 -5%
AC
21
Alleghany Corporation
New York
$174K
Ameriprise
22
Ameriprise
Minnesota
$120K +$122K +6,650 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$95K +$49.6K +2,709 +108%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$38K +$20.1K +1,100 +110%
TRCT
25
Tower Research Capital (TRC)
New York
$2K -$1.83K -100 -50%