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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$18.1M +$615K +37,642 +3%
PPA
2
Parametric Portfolio Associates
Washington
$16.5M -$255K -15,591 -1%
UBS Group
3
UBS Group
Switzerland
$14M +$32.1K +1,966 +0.2%
Invesco
4
Invesco
Georgia
$11.9M +$299K +18,281 +3%
Wells Fargo
5
Wells Fargo
California
$8.35M -$255K -15,579 -3%
RCM
6
Rivernorth Capital Management
Florida
$7.12M -$2.41M -147,257 -25%
Bank of America
7
Bank of America
North Carolina
$6.63M +$178K +10,870 +3%
Morgan Stanley
8
Morgan Stanley
New York
$6.59M +$3.39M +207,743 +103%
Bessemer Group
9
Bessemer Group
New Jersey
$6.41M
GC
10
Guggenheim Capital
Illinois
$5.16M +$280K +17,144 +6%
First Trust Advisors
11
First Trust Advisors
Illinois
$4.18M +$662K +40,515 +18%
LCM
12
Laurion Capital Management
New York
$3.75M +$315K +19,296 +9%
Stifel Financial
13
Stifel Financial
Missouri
$3.51M +$1.32M +81,030 +59%
COLIM
14
City of London Investment Management
United Kingdom
$3.23M -$1.48M -90,336 -31%
RCM
15
Robinson Capital Management
Michigan
$2.52M +$11.4K +700 +0.4%
CIA
16
Capital Investment Advisors
Georgia
$2.09M -$9.45K -578 -0.4%
Cohen & Steers
17
Cohen & Steers
New York
$1.88M
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.54M -$99.2K -6,069 -6%
BlackRock
19
BlackRock
New York
$1.13M +$1.15M +70,200 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$1.08M
AG
21
Advisor Group
Arizona
$904K
RJFSA
22
Raymond James Financial Services Advisors
Florida
$673K
NMC
23
Nine Masts Capital
Hong Kong
$619K +$629K +38,500 New
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$611K +$621K +37,981 New
RJA
25
Raymond James & Associates
Florida
$454K +$199K +12,203 +76%