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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.8M -$2.36M -199,494 -16%
GC
2
Guggenheim Capital
Illinois
$9.88M -$3.41M -288,542 -25%
SIA
3
Sit Investment Associates
Minnesota
$7.92M -$576K -48,748 -7%
Cohen & Steers
4
Cohen & Steers
New York
$7.8M
Invesco
5
Invesco
Georgia
$6.25M -$349K -29,530 -5%
Wells Fargo
6
Wells Fargo
California
$4.82M -$1.9M -161,024 -28%
HWAM
7
Hennion & Walsh Asset Management
New Jersey
$4.01M +$351K +29,707 +9%
VCM
8
Vivaldi Capital Management
Illinois
$3.95M +$383K +32,392 +11%
AAM
9
Advisors Asset Management
Colorado
$3.73M -$981K -83,028 -20%
Stifel Financial
10
Stifel Financial
Missouri
$3.5M +$73.2K +6,197 +2%
UBS Group
11
UBS Group
Switzerland
$3.18M -$388K -32,794 -11%
First Trust Advisors
12
First Trust Advisors
Illinois
$3.13M -$38.5K -3,258 -1%
SFS
13
Shaker Financial Services
Virginia
$2.53M -$296K -25,016 -10%
CIA
14
Capital Investment Advisors
Georgia
$2.51M +$79.5K +6,725 +3%
GA
15
GraniteShares Advisors
New York
$2.22M +$111K +9,407 +5%
SCM
16
Saba Capital Management
New York
$2.03M +$491K +41,587 +31%
LSC
17
Logan Stone Capital
Illinois
$1.96M +$1.64M +139,167 +462%
Bank of America
18
Bank of America
North Carolina
$1.44M -$14.5K -1,226 -1%
Osaic Holdings
19
Osaic Holdings
Arizona
$1.2M -$26.1K -2,211 -2%
OC
20
Oppenheimer & Co
New York
$1.15M +$97.9K +8,286 +9%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$1.09M +$606K +51,251 +119%
CWP
22
Curated Wealth Partners
California
$993K
NFG
23
Nations Financial Group
Iowa
$839K +$855K +72,378 New
MC
24
Matisse Capital
Oregon
$697K
HighTower Advisors
25
HighTower Advisors
Illinois
$661K +$318K +26,892 +90%