Vivaldi Capital Management’s Are Dynamic Credit Allocation Fund ARDC Stock Holding History

Vivaldi Capital Management’s Portfolio ARDC Stock Details ARDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-314,712	Closed	-$4.06M	–	220
2023 Q3	$4.06M	Sell	314,712 -25,705	-8%	-$325K	1.33%	20
2023 Q2	$4.2M	Sell	340,417 -2,330	-0.7%	-$28K	1.29%	23
2023 Q1	$4.1M	Buy	342,747 +10,447	+3%	+$128K	1.24%	26
2022 Q4	$3.95M	Buy	332,300 +32,392	+11%	+$383K	0.98%	28
2022 Q3	$3.58M	Buy	299,908 +53,260	+22%	+$674K	0.97%	30
2022 Q2	$3.01M	Buy	246,648 +187,414	+316%	+$2.51M	0.78%	36
2022 Q1	$768K	Buy	+59,234	New	+$894K	0.2%	97

Other funds holding ARDC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

FIA

Foundations Investment Advisors Phoenix, Arizona $8.07B AUM 24.97% 1-Year Est. Return

Vivaldi Capital Management's ARDC Position: Q4 2023 in Review

Vivaldi Capital Management sold out of Are Dynamic Credit Allocation Fund (ARDC) in Q4 2023, closing a stake of 314,712 shares — an estimated $4.06M sold.

Vivaldi Capital Management first reported a position in ARDC in Q1 2022 and held it in 7 quarters. The position peaked at $4.2M in Q2 2023. 51 funds tracked by Wall St. Rank hold ARDC as of Q4 2023.

Vivaldi Capital Management reported no remaining Are Dynamic Credit Allocation Fund position as of Q4 2023 after selling out during the quarter.
Vivaldi Capital Management sold 314,712 Are Dynamic Credit Allocation Fund shares in Q4 2023, an estimated $4.06M.
Vivaldi Capital Management first reported a position in Are Dynamic Credit Allocation Fund in Q1 2022 and held it in 7 quarters.
Vivaldi Capital Management's Are Dynamic Credit Allocation Fund position peaked at $4.2M in Q2 2023.
51 funds tracked by Wall St. Rank held Are Dynamic Credit Allocation Fund as of Q4 2023.

Based on Vivaldi Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.