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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$16M -$76.8K -5,192 -0.5%
UBS Group
2
UBS Group
Switzerland
$14.6M -$184K -12,428 -1%
RCM
3
Rivernorth Capital Management
Florida
$8.88M +$656K +44,363 +8%
AAM
4
Advisors Asset Management
Colorado
$8.41M -$603K -40,734 -7%
Wells Fargo
5
Wells Fargo
California
$6.85M -$303K -20,459 -4%
Cohen & Steers
6
Cohen & Steers
New York
$6.63M +$261K +17,649 +4%
SIA
7
Sit Investment Associates
Minnesota
$6.23M +$1.09M +73,722 +22%
Invesco
8
Invesco
Georgia
$5.74M +$77.4K +5,230 +1%
GC
9
Guggenheim Capital
Illinois
$5.18M -$316K -21,370 -6%
First Trust Advisors
10
First Trust Advisors
Illinois
$4.91M -$55.8K -3,773 -1%
Bank of America
11
Bank of America
North Carolina
$4.64M -$1.34M -90,583 -23%
Morgan Stanley
12
Morgan Stanley
New York
$3.43M -$84.1K -5,684 -2%
SFS
13
Shaker Financial Services
Virginia
$3.17M +$472K +31,913 +18%
CIA
14
Capital Investment Advisors
Georgia
$2.6M +$112K +7,539 +5%
SCM
15
Saba Capital Management
New York
$2.26M
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.12M +$436K +29,496 +27%
BlackRock
17
BlackRock
New York
$1.94M
MC
18
Matisse Capital
Oregon
$1.64M +$1.33M +90,196 +550%
RCM
19
Robinson Capital Management
Michigan
$1.57M
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$1.56M -$35.5K -2,399 -2%
Stifel Financial
21
Stifel Financial
Missouri
$1.27M -$32.3K -2,185 -3%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$1.21M -$22.8K -1,541 -2%
AG
23
Advisor Group
Arizona
$996K -$233K -15,723 -20%
9WM
24
9258 Wealth Management
Ohio
$639K -$37.2K -2,515 -6%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$584K -$8.99K -608 -2%