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Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$14.7M +$693K +54,465 +5%
Rivernorth Capital Management
2
Rivernorth Capital Management
Florida
$11.8M +$40.8K +3,209 +0.4%
Bessemer Group
3
Bessemer Group
New Jersey
$8.1M +$1.02M +80,000 +15%
Parametric Portfolio Associates
4
Parametric Portfolio Associates
Washington
$6.87M +$2.85M +224,079 +77%
Morgan Stanley
5
Morgan Stanley
New York
$5.79M +$22.5K +1,769 +0.4%
Mariner Investment Group
6
Mariner Investment Group
New York
$5.45M +$203K +15,973 +4%
BlueSpruce Investments
7
BlueSpruce Investments
Illinois
$5.37M -$3.11M -244,152 -38%
Kovitz Investment Group Partners
8
Kovitz Investment Group Partners
Illinois
$4.5M +$4.28M +336,380 New
Yorktown Management & Research Company
9
Yorktown Management & Research Company
Virginia
$3.57M – – –
Cohen & Steers
10
Cohen & Steers
New York
$3.11M +$436K +34,269 +17%
Laurion Capital Management
11
Laurion Capital Management
New York
$2.56M +$2.01M +158,253 +476%
Raymond James & Associates
12
Raymond James & Associates
Florida
$2.21M +$51.3K +4,028 +3%
First Foundation Advisors
13
First Foundation Advisors
California
$2.13M +$58.7K +4,617 +3%
Guggenheim Capital
14
Guggenheim Capital
Illinois
$2.05M +$176K +13,829 +10%
AQR Arbitrage
15
AQR Arbitrage
Connecticut
$1.72M +$84.5K +6,645 +5%
Bank of America
16
Bank of America
North Carolina
$1.38M +$58.1K +4,565 +5%
Invesco
17
Invesco
Georgia
$1.16M +$238K +18,696 +27%
First Trust Advisors
18
First Trust Advisors
Illinois
$1.11M +$36K +2,832 +4%
LPL Financial
19
LPL Financial
California
$827K -$18.3K -1,440 -2%
Robinson Capital Management
20
Robinson Capital Management
Michigan
$823K -$191K -15,000 -20%
Shaker Financial Services
21
Shaker Financial Services
Virginia
$700K -$918K -72,120 -58%
Apollo Management Holdings
22
Apollo Management Holdings
New York
$669K -$228K -17,901 -26%
SG Americas Securities
23
SG Americas Securities
New York
$639K +$3.82K +300 +0.6%
Citigroup
24
Citigroup
New York
$502K -$17.3K -1,356 -3%
Stifel Financial
25
Stifel Financial
Missouri
$403K +$22.4K +1,759 +6%