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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$14.2M +$3.82M +267,716 +26%
UBS Group
2
UBS Group
Switzerland
$10.2M -$74K -5,190 -0.5%
GC
3
Guggenheim Capital
Illinois
$7.3M +$4.84M +339,000 +100%
SIA
4
Sit Investment Associates
Minnesota
$6.42M +$2.7M +189,085 +47%
RCM
5
Rivernorth Capital Management
Florida
$5.88M -$480K -33,617 -6%
AAM
6
Advisors Asset Management
Colorado
$5.55M -$484K -33,915 -6%
Wells Fargo
7
Wells Fargo
California
$5.17M +$469K +32,866 +7%
Cohen & Steers
8
Cohen & Steers
New York
$4.69M +$39.1K +2,744 +0.6%
SCM
9
Saba Capital Management
New York
$4.46M +$3.8M +266,390 +181%
MC
10
Matisse Capital
Oregon
$4.09M +$3.88M +272,070 +255%
Invesco
11
Invesco
Georgia
$3.83M -$272K -19,066 -5%
First Trust Advisors
12
First Trust Advisors
Illinois
$3.29M -$209K -14,636 -5%
Bank of America
13
Bank of America
North Carolina
$2.82M -$586K -41,099 -14%
CIA
14
Capital Investment Advisors
Georgia
$1.96M +$175K +12,266 +7%
SFS
15
Shaker Financial Services
Virginia
$1.81M -$551K -38,652 -19%
Morgan Stanley
16
Morgan Stanley
New York
$1.75M -$870K -60,972 -27%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.49M +$1.97M +138,191 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$989K -$662K -46,378 -34%
RCM
19
Robinson Capital Management
Michigan
$917K -$244K -17,100 -17%
BlackRock
20
BlackRock
New York
$849K -$677K -47,460 -38%
Stifel Financial
21
Stifel Financial
Missouri
$779K -$155K -10,874 -13%
Goldman Sachs
22
Goldman Sachs
New York
$652K +$863K +60,469 New
OFG
23
OTA Financial Group
New York
$505K +$669K +46,887 New
9WM
24
9258 Wealth Management
Ohio
$419K -$26.7K -1,875 -5%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$296K -$152K -10,621 -28%