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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.4M -$619K -48,889 -4%
GC
2
Guggenheim Capital
Illinois
$13.4M -$769K -60,704 -5%
SIA
3
Sit Investment Associates
Minnesota
$8.61M +$477K +37,656 +5%
Cohen & Steers
4
Cohen & Steers
New York
$7.91M +$113K +8,930 +1%
Wells Fargo
5
Wells Fargo
California
$6.78M -$844K -66,658 -10%
Invesco
6
Invesco
Georgia
$6.69M -$93.2K -7,364 -1%
AAM
7
Advisors Asset Management
Colorado
$4.76M -$90.2K -7,125 -2%
HWAM
8
Hennion & Walsh Asset Management
New Jersey
$3.72M +$504K +39,787 +14%
UBS Group
9
UBS Group
Switzerland
$3.61M -$256K -20,191 -6%
VCM
10
Vivaldi Capital Management
Illinois
$3.58M +$674K +53,260 +22%
Stifel Financial
11
Stifel Financial
Missouri
$3.48M -$64.1K -5,064 -2%
First Trust Advisors
12
First Trust Advisors
Illinois
$3.21M -$217K -17,148 -6%
SFS
13
Shaker Financial Services
Virginia
$2.85M +$302K +23,842 +11%
CIA
14
Capital Investment Advisors
Georgia
$2.46M +$247K +19,524 +10%
GA
15
GraniteShares Advisors
New York
$2.14M -$27.5K -2,172 -1%
SCM
16
Saba Capital Management
New York
$1.57M +$60.3K +4,759 +4%
Bank of America
17
Bank of America
North Carolina
$1.48M +$11.2K +883 +0.7%
Osaic Holdings
18
Osaic Holdings
Arizona
$1.25M +$40.9K +3,232 +3%
OC
19
Oppenheimer & Co
New York
$1.07M +$76.1K +6,010 +7%
CWP
20
Curated Wealth Partners
California
$1.01M
MC
21
Matisse Capital
Oregon
$706K +$761K +60,105 New
RJFSA
22
Raymond James Financial Services Advisors
Florida
$506K +$208K +16,402 +62%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$466K +$148K +11,687 +42%
MMA
24
Miracle Mile Advisors
California
$411K
RJA
25
Raymond James & Associates
Florida
$395K +$291K +22,957 +216%