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Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Parametric Portfolio Associates
1
Parametric Portfolio Associates
Washington
$15.5M +$564K +37,324 +4%
UBS Group
2
UBS Group
Switzerland
$14.9M +$121K +8,025 +0.8%
Advisors Asset Management
3
Advisors Asset Management
Colorado
$11.3M -$178K -11,809 -2%
Rivernorth Capital Management
4
Rivernorth Capital Management
Florida
$8.77M -$37.8K -2,500 -0.4%
Wells Fargo
5
Wells Fargo
California
$6.87M +$788K +52,175 +13%
Bank of America
6
Bank of America
North Carolina
$5.95M -$771K -51,017 -11%
Invesco
7
Invesco
Georgia
$5.69M -$370K -24,497 -6%
Guggenheim Capital
8
Guggenheim Capital
Illinois
$5.44M -$111K -7,378 -2%
Cohen & Steers
9
Cohen & Steers
New York
$4.9M +$1.93M +127,514 +65%
First Trust Advisors
10
First Trust Advisors
Illinois
$4.51M +$25.4K +1,684 +0.6%
Morgan Stanley
11
Morgan Stanley
New York
$3.98M -$288K -19,056 -7%
Shaker Financial Services
12
Shaker Financial Services
Virginia
$3.36M -$286K -18,897 -8%
Sit Investment Associates
13
Sit Investment Associates
Minnesota
$3.23M +$1.83M +121,177 +131%
Saba Capital Management
14
Saba Capital Management
New York
$2.22M – – –
Capital Investment Advisors
15
Capital Investment Advisors
Georgia
$2.18M +$79.8K +5,285 +4%
BlackRock
16
BlackRock
New York
$1.91M – – –
Thomas J. Herzfeld Advisors
17
Thomas J. Herzfeld Advisors
Florida
$1.63M +$44.3K +2,930 +3%
Robinson Capital Management
18
Robinson Capital Management
Michigan
$1.56M +$45.3K +3,000 +3%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.46M -$1.62K -107 -0.1%
Stifel Financial
20
Stifel Financial
Missouri
$1.35M -$252K -16,704 -16%
Wolverine Asset Management
21
Wolverine Asset Management
Illinois
$1.27M -$478K -31,653 -27%
Advisor Group
22
Advisor Group
Arizona
$1.17M +$79.4K +5,255 +7%
Ladenburg Thalmann Financial Services
23
Ladenburg Thalmann Financial Services
Florida
$1.17M +$147K +9,701 +14%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$1.15M +$487K +32,241 +73%
Raymond James & Associates
25
Raymond James & Associates
Florida
$692K +$157K +10,381 +29%