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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$13.9M -$2.81M -202,984 -16%
RCM
2
Rivernorth Capital Management
Florida
$11.8M +$3.32M +240,321 +37%
BI
3
BlueSpruce Investments
Illinois
$8.63M +$1.92M +138,872 +27%
Bessemer Group
4
Bessemer Group
New Jersey
$7.02M +$250K +18,100 +4%
Morgan Stanley
5
Morgan Stanley
New York
$5.75M -$1.18M -85,507 -17%
MIG
6
Mariner Investment Group
New York
$5.23M +$258K +18,684 +5%
PPA
7
Parametric Portfolio Associates
Washington
$3.87M +$1.82M +131,913 +84%
YMRC
8
Yorktown Management & Research Company
Virginia
$3.57M
Cohen & Steers
9
Cohen & Steers
New York
$2.65M
RJA
10
Raymond James & Associates
Florida
$2.15M -$23.6K -1,703 -1%
FFA
11
First Foundation Advisors
California
$2.07M +$528K +38,160 +33%
GC
12
Guggenheim Capital
Illinois
$1.86M +$539K +38,955 +39%
SFS
13
Shaker Financial Services
Virginia
$1.66M +$609K +44,052 +55%
AA
14
AQR Arbitrage
Connecticut
$1.63M +$68.4K +4,944 +4%
KIG
15
Kovitz Investment Group
Illinois
$1.56M +$1.62M +117,055 New
Bank of America
16
Bank of America
North Carolina
$1.32M -$219K -15,826 -14%
First Trust Advisors
17
First Trust Advisors
Illinois
$1.07M -$57.5K -4,155 -5%
RCM
18
Robinson Capital Management
Michigan
$1.02M +$1.06M +76,511 New
WAM
19
Wolverine Asset Management
Illinois
$987K -$89.4K -6,462 -8%
Invesco
20
Invesco
Georgia
$913K +$355K +25,647 +60%
AMH
21
Apollo Management Holdings
New York
$907K +$939K +67,901 New
LPL Financial
22
LPL Financial
California
$853K +$417K +30,166 +90%
SG Americas Securities
23
SG Americas Securities
New York
$634K +$657K +47,492 New
CRC
24
Curi RMB Capital
Illinois
$598K +$437K +31,598 +241%
DS
25
DRW Securities
Illinois
$564K +$50.1K +3,621 +9%