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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$16.9M -$623K -46,845 -4%
GC
2
Guggenheim Capital
Illinois
$14.8M +$726K +54,590 +6%
UBS Group
3
UBS Group
Switzerland
$11.8M -$817K -61,366 -7%
SIA
4
Sit Investment Associates
Minnesota
$9.85M +$2.03M +152,894 +28%
RCM
5
Rivernorth Capital Management
Florida
$7.69M -$72.1K -5,418 -1%
AAM
6
Advisors Asset Management
Colorado
$7.69M -$202K -15,192 -3%
Invesco
7
Invesco
Georgia
$7.28M -$735K -55,228 -10%
Wells Fargo
8
Wells Fargo
California
$6.02M -$1.89M -142,338 -25%
Cohen & Steers
9
Cohen & Steers
New York
$4.92M +$146K +10,942 +3%
First Trust Advisors
10
First Trust Advisors
Illinois
$3.89M -$135K -10,111 -4%
SCM
11
Saba Capital Management
New York
$3.79M +$199K +14,948 +6%
Stifel Financial
12
Stifel Financial
Missouri
$3.04M +$1.64M +123,425 +138%
CIA
13
Capital Investment Advisors
Georgia
$2.61M +$72.6K +5,458 +3%
Bank of America
14
Bank of America
North Carolina
$2.21M +$1.28K +96 +0.1%
Morgan Stanley
15
Morgan Stanley
New York
$1.94M +$273K +20,480 +18%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.26M -$74.2K -5,579 -6%
CWP
17
Curated Wealth Partners
California
$1.22M +$1.14M +85,639 New
OC
18
Oppenheimer & Co
New York
$1.13M +$204K +15,339 +24%
QC
19
Quantedge Capital
Singapore
$1.08M +$1M +75,305 New
AA
20
AQR Arbitrage
Connecticut
$873K -$180K -13,535 -18%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$814K -$415K -31,153 -35%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$786K -$145K -10,888 -17%
MC
23
Matisse Capital
Oregon
$771K -$587K -44,104 -45%
6M
24
6 Meridian
Kansas
$586K -$14.9K -1,117 -3%
LPL Financial
25
LPL Financial
California
$555K +$99.7K +7,489 +24%