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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$15.6M +$319K +25,438 +2%
GC
2
Guggenheim Capital
Illinois
$12.4M +$453K +36,182 +4%
UBS Group
3
UBS Group
Switzerland
$11.2M -$53.5K -4,272 -0.5%
Invesco
4
Invesco
Georgia
$7.16M +$3.47M +276,637 +96%
Wells Fargo
5
Wells Fargo
California
$7.15M +$792K +63,244 +13%
AAM
6
Advisors Asset Management
Colorado
$7.01M -$78.6K -6,276 -1%
RCM
7
Rivernorth Capital Management
Florida
$6.89M +$559K +44,623 +9%
SIA
8
Sit Investment Associates
Minnesota
$6.8M +$500K +39,881 +8%
Cohen & Steers
9
Cohen & Steers
New York
$4.23M -$1.26M -100,949 -23%
First Trust Advisors
10
First Trust Advisors
Illinois
$3.58M -$88.9K -7,098 -2%
SCM
11
Saba Capital Management
New York
$3.18M -$2.04M -162,531 -39%
CIA
12
Capital Investment Advisors
Georgia
$2.25M -$6.78K -541 -0.3%
Bank of America
13
Bank of America
North Carolina
$1.96M -$37.5K -2,993 -2%
Morgan Stanley
14
Morgan Stanley
New York
$1.46M -$195K -15,534 -12%
MC
15
Matisse Capital
Oregon
$1.24M -$3.13M -249,792 -72%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.19M -$13.3K -1,065 -1%
Stifel Financial
17
Stifel Financial
Missouri
$1.13M +$358K +28,613 +47%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.12M +$11.1K +886 +1%
BlackRock
19
BlackRock
New York
$998K
AA
20
AQR Arbitrage
Connecticut
$946K +$351K +28,028 +60%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$836K +$500K +39,924 +154%
SFS
22
Shaker Financial Services
Virginia
$817K -$1.18M -94,108 -59%
OC
23
Oppenheimer & Co
New York
$804K +$103K +8,225 +15%
6M
24
6 Meridian
Kansas
$534K -$19.7K -1,573 -4%
KPWS
25
Kestra Private Wealth Services
Texas
$490K +$484K +38,659 New