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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.5M -$754K -61,396 -6%
Cohen & Steers
2
Cohen & Steers
New York
$8.06M
Wells Fargo
3
Wells Fargo
California
$7.75M +$2.85M +231,844 +56%
SIA
4
Sit Investment Associates
Minnesota
$7.01M -$1.2M -97,734 -14%
GC
5
Guggenheim Capital
Illinois
$5.08M -$5.26M -427,839 -50%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$4.93M +$3.9M +317,529 +337%
HWAM
7
Hennion & Walsh Asset Management
New Jersey
$4.61M +$484K +39,442 +11%
VCM
8
Vivaldi Capital Management
Illinois
$4.1M +$128K +10,447 +3%
Stifel Financial
9
Stifel Financial
Missouri
$3.64M +$22.1K +1,797 +0.6%
AAM
10
Advisors Asset Management
Colorado
$3.63M -$229K -18,652 -6%
UBS Group
11
UBS Group
Switzerland
$3.13M -$163K -13,233 -5%
CIA
12
Capital Investment Advisors
Georgia
$2.75M +$158K +12,867 +6%
First Trust Advisors
13
First Trust Advisors
Illinois
$2.7M -$544K -44,286 -16%
Invesco
14
Invesco
Georgia
$1.73M -$4.86M -395,296 -73%
Bank of America
15
Bank of America
North Carolina
$1.42M -$74.5K -6,063 -5%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.26M +$17.2K +1,399 +1%
OC
17
Oppenheimer & Co
New York
$1.25M +$62.3K +5,070 +5%
SCM
18
Saba Capital Management
New York
$1.21M -$912K -74,242 -42%
CWP
19
Curated Wealth Partners
California
$1.03M
NFG
20
Nations Financial Group
Iowa
$926K +$61.5K +5,003 +7%
Jane Street
21
Jane Street
New York
$727K +$746K +60,706 New
NAS
22
NWF Advisory Services
California
$647K +$644K +52,450 New
Goldman Sachs
23
Goldman Sachs
New York
$554K +$388K +31,600 +215%
HF
24
HRT Financial
New York
$547K +$562K +45,743 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$542K +$309K +25,127 +125%