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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$22.7M +$1.87M +116,453 +9%
PPA
2
Parametric Portfolio Associates
Washington
$17.7M -$3.14M -195,522 -15%
Cohen & Steers
3
Cohen & Steers
New York
$12.5M
SIA
4
Sit Investment Associates
Minnesota
$12.1M +$1.72M +107,052 +17%
Wells Fargo
5
Wells Fargo
California
$11.2M +$866K +53,967 +9%
Invesco
6
Invesco
Georgia
$10.1M +$1.23M +76,453 +14%
AAM
7
Advisors Asset Management
Colorado
$7M -$18.7K -1,165 -0.3%
UBS Group
8
UBS Group
Switzerland
$6.21M -$464K -28,875 -7%
First Trust Advisors
9
First Trust Advisors
Illinois
$4.83M +$43.3K +2,696 +0.9%
Stifel Financial
10
Stifel Financial
Missouri
$4.58M -$111K -6,888 -2%
Morgan Stanley
11
Morgan Stanley
New York
$3.58M +$294K +18,325 +9%
HWAM
12
Hennion & Walsh Asset Management
New Jersey
$3.58M -$271K -16,859 -7%
SFS
13
Shaker Financial Services
Virginia
$3.08M +$3.03M +188,779 New
CIA
14
Capital Investment Advisors
Georgia
$3.04M +$1.17K +73 +0%
GA
15
GraniteShares Advisors
New York
$2.66M +$2.62M +163,093 New
Bank of America
16
Bank of America
North Carolina
$2.04M +$27.4K +1,709 +1%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.74M -$22.2K -1,385 -1%
CWP
18
Curated Wealth Partners
California
$1.4M
OC
19
Oppenheimer & Co
New York
$1.15M -$197K -12,302 -15%
BCM
20
Bluefin Capital Management
New York
$588K +$578K +36,033 New
RJFSA
21
Raymond James Financial Services Advisors
Florida
$580K -$35.3K -2,200 -6%
ARC
22
Advisor Resource Council
Texas
$504K +$495K +30,818 New
HighTower Advisors
23
HighTower Advisors
Illinois
$502K +$1.65K +103 +0.3%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$487K +$202K +12,566 +73%
Lazard Asset Management
25
Lazard Asset Management
New York
$445K