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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$28.8M -$3.65M -233,722 -12%
GC
2
Guggenheim Capital
Illinois
$18.9M +$1.2M +76,627 +7%
Cohen & Steers
3
Cohen & Steers
New York
$12.4M +$1.81M +116,105 +18%
SIA
4
Sit Investment Associates
Minnesota
$11.3M -$97.5K -6,238 -0.9%
Wells Fargo
5
Wells Fargo
California
$9.21M +$1.59M +101,656 +22%
Invesco
6
Invesco
Georgia
$8.73M +$404K +25,857 +5%
AAM
7
Advisors Asset Management
Colorado
$7.99M -$99K -6,335 -1%
UBS Group
8
UBS Group
Switzerland
$6.98M -$862K -55,159 -11%
First Trust Advisors
9
First Trust Advisors
Illinois
$4.67M +$132K +8,453 +3%
Stifel Financial
10
Stifel Financial
Missouri
$4.64M +$794K +50,805 +22%
HWAM
11
Hennion & Walsh Asset Management
New Jersey
$3.69M +$502K +32,127 +16%
CIA
12
Capital Investment Advisors
Georgia
$3.03M -$29.4K -1,879 -1%
Morgan Stanley
13
Morgan Stanley
New York
$2.76M +$470K +30,081 +21%
Bank of America
14
Bank of America
North Carolina
$2M -$374K -23,948 -16%
Osaic Holdings
15
Osaic Holdings
Arizona
$1.74M +$309K +19,801 +23%
CWP
16
Curated Wealth Partners
California
$1.39M
OC
17
Oppenheimer & Co
New York
$1.35M -$54.7K -3,499 -4%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$808K +$39.6K +2,536 +5%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$514K -$461K -29,520 -48%
FFA
20
First Foundation Advisors
California
$499K -$29.6K -1,891 -6%
ARC
21
Advisor Resource Council
Texas
$496K +$479K +30,683 New
BAIA
22
Bel Air Investment Advisors
California
$485K
MSL
23
Mackay Shields LLC
New York
$437K
MMA
24
Miracle Mile Advisors
California
$404K
9WM
25
9258 Wealth Management
Ohio
$384K -$18.5K -1,186 -5%