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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$14.2M +$14M +868,103 New
UBS Group
2
UBS Group
Switzerland
$14.1M -$287K -17,723 -2%
RCM
3
Rivernorth Capital Management
Florida
$13M -$1.1M -67,794 -8%
AAM
4
Advisors Asset Management
Colorado
$9.55M +$3.24M +200,715 +52%
Wells Fargo
5
Wells Fargo
California
$7.95M +$2.58M +159,350 +49%
Bessemer Group
6
Bessemer Group
New Jersey
$7.8M -$530K -32,797 -6%
Invesco
7
Invesco
Georgia
$7.43M +$2.06M +127,238 +39%
Kovitz Investment Group Partners
8
Kovitz Investment Group Partners
Illinois
$5.25M
COLIM
9
City of London Investment Management
United Kingdom
$4.93M -$61K -3,772 -1%
Bank of America
10
Bank of America
North Carolina
$4.22M +$519K +32,124 +14%
Morgan Stanley
11
Morgan Stanley
New York
$3.87M -$420K -25,959 -10%
Cohen & Steers
12
Cohen & Steers
New York
$3.61M -$697K -43,100 -16%
RCM
13
Robinson Capital Management
Michigan
$2.96M
GC
14
Guggenheim Capital
Illinois
$2.91M +$68.4K +4,232 +2%
First Trust Advisors
15
First Trust Advisors
Illinois
$2.42M +$322K +19,906 +16%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.69M +$372K +23,009 +29%
Stifel Financial
17
Stifel Financial
Missouri
$1.14M -$54.1K -3,347 -5%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$1.03M -$38.5K -2,380 -4%
RJA
19
Raymond James & Associates
Florida
$1M -$1.21M -74,928 -55%
RVPG
20
Relative Value Partners Group
$897K -$274K -16,922 -24%
AG
21
Advisor Group
Arizona
$838K +$58.2K +3,600 +8%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$766K +$642K +39,701 +551%
AM
23
Ares Management
California
$522K +$29.4K +1,821 +6%
WI
24
Wintrust Investments
Illinois
$241K +$970 +60 +0.4%
BRF
25
B. Riley Financial
California
$229K