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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$14.6M +$645K +43,943 +5%
UBS Group
2
UBS Group
Switzerland
$14.5M +$698K +47,519 +5%
AAM
3
Advisors Asset Management
Colorado
$11.3M -$2.68M -182,336 -19%
RCM
4
Rivernorth Capital Management
Florida
$8.64M -$1.11M -75,815 -12%
Bank of America
5
Bank of America
North Carolina
$6.59M -$86K -5,855 -1%
Wells Fargo
6
Wells Fargo
California
$5.96M +$328K +22,329 +6%
Invesco
7
Invesco
Georgia
$5.95M -$2.94M -200,149 -33%
GC
8
Guggenheim Capital
Illinois
$5.45M -$107K -7,317 -2%
First Trust Advisors
9
First Trust Advisors
Illinois
$4.39M +$273K +18,589 +7%
Morgan Stanley
10
Morgan Stanley
New York
$4.19M +$277K +18,895 +7%
SFS
11
Shaker Financial Services
Virginia
$3.58M -$292K -19,914 -8%
COLIM
12
City of London Investment Management
United Kingdom
$3.09M +$123K +8,407 +4%
Cohen & Steers
13
Cohen & Steers
New York
$2.92M +$1.34M +91,176 +87%
CRC
14
Curi RMB Capital
Illinois
$2.66M -$1.01M -68,834 -28%
SCM
15
Saba Capital Management
New York
$2.18M
CIA
16
Capital Investment Advisors
Georgia
$2.06M +$81.8K +5,569 +4%
BlackRock
17
BlackRock
New York
$1.87M +$224K +15,262 +14%
WAM
18
Wolverine Asset Management
Illinois
$1.72M -$39.4K -2,682 -2%
Stifel Financial
19
Stifel Financial
Missouri
$1.57M -$435K -29,656 -22%
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$1.55M +$336K +22,862 +28%
RCM
21
Robinson Capital Management
Michigan
$1.47M
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.43M +$66.8K +4,549 +5%
SIA
23
Sit Investment Associates
Minnesota
$1.37M +$1.07M +72,564 +363%
AG
24
Advisor Group
Arizona
$1.07M -$63.3K -4,311 -6%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$1M -$4.93K -336 -0.5%