City of London Investment Management’s Are Dynamic Credit Allocation Fund ARDC Stock Holding History

City of London Investment Management’s Portfolio ARDC Stock Details ARDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q2	–	Sell	-208,015	Closed	-$3.09M	–	142
2019 Q1	$3.09M	Buy	208,015 +8,407	+4%	+$123K	0.21%	53
2018 Q4	$2.76M	Buy	199,608 +15,697	+9%	+$233K	0.22%	55
2018 Q3	$2.85M	Sell	183,911 -16,697	-8%	-$265K	0.22%	43
2018 Q2	$3.23M	Sell	200,608 -90,336	-31%	-$1.48M	0.26%	43
2018 Q1	$4.72M	Hold	290,944	–	–	0.32%	43
2017 Q4	$4.78M	Buy	290,944 +5,837	+2%	+$95.6K	0.33%	36
2017 Q3	$4.67M	Sell	285,107 -16,787	-6%	-$274K	0.34%	29
2017 Q2	$4.93M	Sell	301,894 -3,772	-1%	-$61K	0.37%	27
2017 Q1	$4.89M	Buy	305,666 +121,839	+66%	+$1.91M	0.37%	30
2016 Q4	$2.77M	Buy	183,827 +143,272	+353%	+$2.11M	0.22%	42
2016 Q3	$603K	Buy	+40,555	New	+$583K	0.05%	68

Other funds holding ARDC

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

City of London Investment Management's ARDC Position: Q2 2019 in Review

City of London Investment Management sold out of Are Dynamic Credit Allocation Fund (ARDC) in Q2 2019, closing a stake of 208,015 shares — an estimated $3.09M sold.

City of London Investment Management first reported a position in ARDC in Q3 2016 and held it in 11 quarters. The position peaked at $4.93M in Q2 2017. 56 funds tracked by Wall St. Rank hold ARDC as of Q2 2019.

City of London Investment Management reported no remaining Are Dynamic Credit Allocation Fund position as of Q2 2019 after selling out during the quarter.
City of London Investment Management sold 208,015 Are Dynamic Credit Allocation Fund shares in Q2 2019, an estimated $3.09M.
City of London Investment Management first reported a position in Are Dynamic Credit Allocation Fund in Q3 2016 and held it in 11 quarters.
City of London Investment Management's Are Dynamic Credit Allocation Fund position peaked at $4.93M in Q2 2017.
56 funds tracked by Wall St. Rank held Are Dynamic Credit Allocation Fund as of Q2 2019.

Based on City of London Investment Management's 13F filing for Q2 2019, filed 9 Aug 2019.