ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

63 hedge funds and large institutions have $116M invested in Are Dynamic Credit Allocation Fund in 2018 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 23 increasing their positions, 12 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
63
Holders Change
+10
Holders Change %
+18.87%
% of All Funds
1.41%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
23
Reduced
12
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
+$2.99M
2
CRC
Curi RMB Capital
Illinois
+$2.37M
3
SCM
Saba Capital Management
New York
+$2.03M
4
SFS
Shaker Financial Services
Virginia
+$1.5M
5
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
+$1.11M

Top Sellers

1
Bessemer Group
Bessemer Group
New Jersey
-$2.9M
2
Invesco
Invesco
Georgia
-$2.13M
3
AAM
Advisors Asset Management
Colorado
-$1.57M
4
NMC
Nine Masts Capital
Hong Kong
-$1.53M
5
Stifel Financial
Stifel Financial
Missouri
-$1.42M
Name Holding Trade Value Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$13M +$751K +54,448 +6%
AAM
2
Advisors Asset Management
Colorado
$13M -$1.57M -113,588 -11%
UBS Group
3
UBS Group
Switzerland
$12.8M +$484K +35,058 +4%
RCM
4
Rivernorth Capital Management
Florida
$9.05M +$2.99M +217,219 +49%
Invesco
5
Invesco
Georgia
$8.29M -$2.13M -154,048 -20%
Bank of America
6
Bank of America
North Carolina
$6.21M +$53.6K +3,886 +0.9%
Wells Fargo
7
Wells Fargo
California
$5.24M -$882K -63,902 -14%
GC
8
Guggenheim Capital
Illinois
$5.17M +$60.9K +4,414 +1%
First Trust Advisors
9
First Trust Advisors
Illinois
$3.83M -$320K -23,197 -8%
Morgan Stanley
10
Morgan Stanley
New York
$3.63M -$165K -11,969 -4%
SFS
11
Shaker Financial Services
Virginia
$3.6M +$1.5M +108,925 +72%
CRC
12
Curi RMB Capital
Illinois
$3.43M +$2.37M +171,710 +224%
COLIM
13
City of London Investment Management
United Kingdom
$2.76M +$217K +15,697 +9%
SCM
14
Saba Capital Management
New York
$2.03M +$2.03M +146,986 New
Stifel Financial
15
Stifel Financial
Missouri
$1.87M -$1.42M -103,007 -43%
CIA
16
Capital Investment Advisors
Georgia
$1.83M -$29.7K -2,152 -2%
WAM
17
Wolverine Asset Management
Illinois
$1.64M +$1.06M +76,882 +185%
BlackRock
18
BlackRock
New York
$1.53M +$562K +40,724 +58%
Cohen & Steers
19
Cohen & Steers
New York
$1.45M – – –
RCM
20
Robinson Capital Management
Michigan
$1.37M -$958K -69,450 -41%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.27M +$11.3K +817 +0.9%
Carson Wealth (CWM LLC)
22
Carson Wealth (CWM LLC)
Nebraska
$1.24M +$1.11M +80,317 +868%
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$1.13M +$231K +16,716 +26%
AG
24
Advisor Group
Arizona
$1.06M +$99.5K +7,204 +10%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$938K +$85.3K +6,176 +10%
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