ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

52 hedge funds and large institutions have $117M invested in Are Dynamic Credit Allocation Fund in 2020 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 13 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
+5
Holders Change %
+10.64%
% of All Funds
0.92%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
13
Reduced
19
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
Sit Investment Associates
Minnesota
$9.85M
2
Stifel Financial
Stifel Financial
Missouri
$3.04M
3
GC
Guggenheim Capital
Illinois
$14.8M
4
Morgan Stanley
Morgan Stanley
New York
$1.94M
5
OC
Oppenheimer & Co
New York
$1.13M

Top Sellers

1
Wells Fargo
Wells Fargo
California
$6.02M
2
BlackRock
BlackRock
New York
$0
3
UBS Group
UBS Group
Switzerland
$11.8M
4
Invesco
Invesco
Georgia
$7.28M
5
PPA
Parametric Portfolio Associates
Washington
$16.9M
Name Holding Trade Value Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$16.9M -$669K -46,845 -4%
GC
2
Guggenheim Capital
Illinois
$14.8M +$780K +54,590 +6%
UBS Group
3
UBS Group
Switzerland
$11.8M -$877K -61,366 -7%
SIA
4
Sit Investment Associates
Minnesota
$9.85M +$2.18M +152,894 +28%
RCM
5
Rivernorth Capital Management
Florida
$7.69M -$77.4K -5,418 -1%
AAM
6
Advisors Asset Management
Colorado
$7.69M -$217K -15,192 -3%
Invesco
7
Invesco
Georgia
$7.28M -$789K -55,228 -10%
Wells Fargo
8
Wells Fargo
California
$6.02M -$2.03M -142,338 -25%
Cohen & Steers
9
Cohen & Steers
New York
$4.92M +$156K +10,942 +3%
First Trust Advisors
10
First Trust Advisors
Illinois
$3.89M -$144K -10,111 -4%
SCM
11
Saba Capital Management
New York
$3.79M +$214K +14,948 +6%
Stifel Financial
12
Stifel Financial
Missouri
$3.04M +$1.76M +123,425 +138%
CIA
13
Capital Investment Advisors
Georgia
$2.61M +$78K +5,458 +3%
Bank of America
14
Bank of America
North Carolina
$2.21M +$1.37K +96 +0.1%
Morgan Stanley
15
Morgan Stanley
New York
$1.94M +$293K +20,480 +18%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.26M -$79.7K -5,579 -6%
CWP
17
Curated Wealth Partners
California
$1.22M +$1.22M +85,639 New
OC
18
Oppenheimer & Co
New York
$1.13M +$219K +15,339 +24%
QC
19
Quantedge Capital
Singapore
$1.08M +$1.08M +75,305 New
AA
20
AQR Arbitrage
Connecticut
$873K -$193K -13,535 -18%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$814K -$445K -31,153 -35%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$786K -$156K -10,888 -17%
MC
23
Matisse Capital
Oregon
$771K -$630K -44,104 -45%
6M
24
6 Meridian
Kansas
$586K -$16K -1,117 -3%
LPL Financial
25
LPL Financial
California
$555K +$107K +7,489 +24%
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