ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

42 hedge funds and large institutions have $92.4M invested in Are Dynamic Credit Allocation Fund in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 5 closing their positions.

Holders
42
Holders Change
+2
Holders Change %
+5%
% of All Funds
1.12%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
17
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Robinson Capital Management
Michigan
$2.62M
2
MC
2
Matisse Capital
Oregon
$1.78M
3
RCM
3
Rivernorth Capital Management
Florida
$15.4M
4
RJA
4
Raymond James & Associates
Florida
$3.41M
5
SFS
5
Shaker Financial Services
Virginia
$2.21M

Top Sellers

1
FFA
1
First Foundation Advisors
California
$0
2
MIG
2
Mariner Investment Group
New York
$4.19M
3
LCM
3
Laurion Capital Management
New York
$5.3M
4
Morgan Stanley
4
Morgan Stanley
New York
$5.16M
5
YMRC
5
Yorktown Management & Research Company
Virginia
$1.84M
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$17.9M +$310K +20,849 +2%
RCM
2
Rivernorth Capital Management
Florida
$15.4M +$1.18M +79,248 +8%
Bessemer Group
3
Bessemer Group
New Jersey
$8.33M – – –
LCM
4
Laurion Capital Management
New York
$5.3M -$1.39M -93,507 -21%
Morgan Stanley
5
Morgan Stanley
New York
$5.16M -$1.28M -86,528 -20%
Kovitz Investment Group Partners
6
Kovitz Investment Group Partners
Illinois
$4.85M -$43.7K -2,944 -0.9%
Cohen & Steers
7
Cohen & Steers
New York
$4.41M +$584K +39,331 +15%
MIG
8
Mariner Investment Group
New York
$4.19M -$2M -134,387 -32%
RJA
9
Raymond James & Associates
Florida
$3.41M +$998K +67,204 +41%
GC
10
Guggenheim Capital
Illinois
$2.72M +$58.7K +3,955 +2%
RCM
11
Robinson Capital Management
Michigan
$2.62M +$1.98M +133,445 +308%
SFS
12
Shaker Financial Services
Virginia
$2.21M +$603K +40,619 +38%
Bank of America
13
Bank of America
North Carolina
$1.86M +$434K +29,192 +30%
YMRC
14
Yorktown Management & Research Company
Virginia
$1.84M -$446K -30,000 -19%
MC
15
Matisse Capital
Oregon
$1.78M +$1.44M +96,866 +417%
Invesco
16
Invesco
Georgia
$1.36M -$300K -20,202 -18%
First Trust Advisors
17
First Trust Advisors
Illinois
$1.28M +$61.7K +4,151 +5%
AA
18
AQR Arbitrage
Connecticut
$956K -$229K -15,443 -19%
CRC
19
Curi RMB Capital
Illinois
$745K +$194K +13,045 +35%
Wells Fargo
20
Wells Fargo
California
$736K +$426K +28,710 +137%
Stifel Financial
21
Stifel Financial
Missouri
$664K +$126K +8,527 +23%
COLIM
22
City of London Investment Management
United Kingdom
$603K +$603K +40,555 New
RJFSA
23
Raymond James Financial Services Advisors
Florida
$555K -$114K -7,688 -17%
Citigroup
24
Citigroup
New York
$551K +$297 +20 +0.1%
DA
25
Doliver Advisors
Texas
$542K +$542K +36,491 New
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