ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

47 hedge funds and large institutions have $104M invested in Are Dynamic Credit Allocation Fund in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
47
Holders Change
-1
Holders Change %
-2.08%
% of All Funds
0.95%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
16
Reduced
16
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
Invesco
Georgia
$7.16M
2
Wells Fargo
Wells Fargo
California
$7.15M
3
RCM
Rivernorth Capital Management
Florida
$6.9M
4
RJFSA
Raymond James Financial Services Advisors
Florida
$836K
5
SIA
Sit Investment Associates
Minnesota
$6.8M

Top Sellers

1
MC
Matisse Capital
Oregon
$1.24M
2
SCM
Saba Capital Management
New York
$3.18M
3
Cohen & Steers
Cohen & Steers
New York
$4.23M
4
SFS
Shaker Financial Services
Virginia
$817K
5
Goldman Sachs
Goldman Sachs
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$15.6M +$323K +25,438 +2%
GC
2
Guggenheim Capital
Illinois
$12.4M +$459K +36,182 +4%
UBS Group
3
UBS Group
Switzerland
$11.2M -$54.2K -4,272 -0.5%
Invesco
4
Invesco
Georgia
$7.16M +$3.51M +276,637 +96%
Wells Fargo
5
Wells Fargo
California
$7.15M +$802K +63,244 +13%
AAM
6
Advisors Asset Management
Colorado
$7.01M -$79.6K -6,276 -1%
RCM
7
Rivernorth Capital Management
Florida
$6.9M +$566K +44,623 +9%
SIA
8
Sit Investment Associates
Minnesota
$6.8M +$506K +39,881 +8%
Cohen & Steers
9
Cohen & Steers
New York
$4.23M -$1.28M -100,949 -23%
First Trust Advisors
10
First Trust Advisors
Illinois
$3.58M -$90K -7,098 -2%
SCM
11
Saba Capital Management
New York
$3.18M -$2.06M -162,531 -39%
CIA
12
Capital Investment Advisors
Georgia
$2.25M -$6.86K -541 -0.3%
Bank of America
13
Bank of America
North Carolina
$1.96M -$37.9K -2,993 -2%
Morgan Stanley
14
Morgan Stanley
New York
$1.46M -$197K -15,534 -12%
MC
15
Matisse Capital
Oregon
$1.24M -$3.17M -249,792 -72%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.19M -$13.5K -1,065 -1%
Stifel Financial
17
Stifel Financial
Missouri
$1.13M +$363K +28,613 +47%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.12M +$11.2K +886 +1%
BlackRock
19
BlackRock
New York
$998K – – –
AA
20
AQR Arbitrage
Connecticut
$946K +$355K +28,028 +60%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$836K +$506K +39,924 +154%
SFS
22
Shaker Financial Services
Virginia
$817K -$1.19M -94,108 -59%
OC
23
Oppenheimer & Co
New York
$804K +$104K +8,225 +15%
6M
24
6 Meridian
Kansas
$534K -$19.9K -1,573 -4%
KPWS
25
Kestra Private Wealth Services
Texas
$490K +$490K +38,659 New
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