ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

55 hedge funds and large institutions have $119M invested in Are Dynamic Credit Allocation Fund in 2019 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 21 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
55
Holders Change
-1
Holders Change %
-1.79%
% of All Funds
1.09%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
13
Reduced
21
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
Matisse Capital
Oregon
$1.64M
2
SIA
Sit Investment Associates
Minnesota
$6.23M
3
RCM
Rivernorth Capital Management
Florida
$8.88M
4
PFO
Pathstone Family Office
New Jersey
$589K
5
6M
6 Meridian
Kansas
$577K

Top Sellers

1
TJHA
Thomas J. Herzfeld Advisors
Florida
$0
2
Bank of America
Bank of America
North Carolina
$4.64M
3
AAM
Advisors Asset Management
Colorado
$8.41M
4
GC
Guggenheim Capital
Illinois
$5.18M
5
Wells Fargo
Wells Fargo
California
$6.85M
Name Holding Trade Value Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$16M -$79.7K -5,192 -0.5%
UBS Group
2
UBS Group
Switzerland
$14.6M -$191K -12,428 -1%
RCM
3
Rivernorth Capital Management
Florida
$8.88M +$681K +44,363 +8%
AAM
4
Advisors Asset Management
Colorado
$8.41M -$625K -40,734 -7%
Wells Fargo
5
Wells Fargo
California
$6.85M -$314K -20,459 -4%
Cohen & Steers
6
Cohen & Steers
New York
$6.63M +$271K +17,649 +4%
SIA
7
Sit Investment Associates
Minnesota
$6.23M +$1.13M +73,722 +22%
Invesco
8
Invesco
Georgia
$5.74M +$80.3K +5,230 +1%
GC
9
Guggenheim Capital
Illinois
$5.18M -$328K -21,370 -6%
First Trust Advisors
10
First Trust Advisors
Illinois
$4.91M -$57.9K -3,773 -1%
Bank of America
11
Bank of America
North Carolina
$4.64M -$1.39M -90,583 -23%
Morgan Stanley
12
Morgan Stanley
New York
$3.43M -$87.2K -5,684 -2%
SFS
13
Shaker Financial Services
Virginia
$3.17M +$490K +31,913 +18%
CIA
14
Capital Investment Advisors
Georgia
$2.6M +$116K +7,539 +5%
SCM
15
Saba Capital Management
New York
$2.26M – – –
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.12M +$453K +29,496 +27%
BlackRock
17
BlackRock
New York
$1.94M – – –
MC
18
Matisse Capital
Oregon
$1.64M +$1.38M +90,196 +550%
RCM
19
Robinson Capital Management
Michigan
$1.57M – – –
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$1.56M -$36.8K -2,399 -2%
Stifel Financial
21
Stifel Financial
Missouri
$1.27M -$33.5K -2,185 -3%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$1.21M -$23.6K -1,541 -2%
AG
23
Advisor Group
Arizona
$996K -$242K -15,723 -20%
9WM
24
9258 Wealth Management
Ohio
$639K -$38.6K -2,515 -6%
PFO
25
Pathstone Family Office
New Jersey
$589K +$589K +3,835 New
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