ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

29 hedge funds and large institutions have $77.3M invested in Are Dynamic Credit Allocation Fund in 2015 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 5 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
29
Holders Change
-7
Holders Change %
-19.44%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
15
Reduced
5
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
YMRC
1
Yorktown Management & Research Company
Virginia
$2.68M
2
RCM
2
Rivernorth Capital Management
Florida
$7.25M
3
Cohen & Steers
3
Cohen & Steers
New York
$1.77M
4
UBS Group
4
UBS Group
Switzerland
$19.1M
5
FFA
5
First Foundation Advisors
California
$1.88M

Top Sellers

1
NIMC
1
NWQ Investment Management Company
California
$0
2
MIG
2
Mariner Investment Group
New York
$4.53M
3
AQR Capital Management
3
AQR Capital Management
Connecticut
$0
4
BNP Paribas Financial Markets
4
BNP Paribas Financial Markets
France
$0
5
SG Americas Securities
5
SG Americas Securities
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
UBS Group
1
UBS Group
Switzerland
$19.1M +$1.48M +91,204 +8%
Bessemer Group
2
Bessemer Group
New Jersey
$8.14M – – –
Morgan Stanley
3
Morgan Stanley
New York
$7.55M +$1.16M +71,485 +18%
RCM
4
Rivernorth Capital Management
Florida
$7.25M +$2.4M +147,767 +50%
TAM
5
Third Avenue Management
New York
$4.89M +$69.2K +4,260 +1%
MIG
6
Mariner Investment Group
New York
$4.53M -$1.43M -88,178 -24%
BI
7
BlueSpruce Investments
Illinois
$3.62M – – –
YMRC
8
Yorktown Management & Research Company
Virginia
$2.68M +$2.68M +165,000 New
LCM
9
Laurion Capital Management
New York
$2.41M +$82.1K +5,058 +4%
SFS
10
Shaker Financial Services
Virginia
$2.14M +$839K +51,630 +65%
FFA
11
First Foundation Advisors
California
$1.88M +$1.3M +80,033 +225%
Cohen & Steers
12
Cohen & Steers
New York
$1.77M +$1.77M +109,052 New
AA
13
AQR Arbitrage
Connecticut
$1.77M +$1.77M +108,983 New
GC
14
Guggenheim Capital
Illinois
$1.51M +$51.3K +3,159 +4%
Bank of America
15
Bank of America
North Carolina
$1.34M +$265K +16,299 +25%
PPA
16
Parametric Portfolio Associates
Washington
$1.32M +$34.3K +2,109 +3%
First Trust Advisors
17
First Trust Advisors
Illinois
$1.32M +$49.9K +3,067 +4%
1832 Asset Management
18
1832 Asset Management
Ontario, Canada
$1.28M +$18.4K +1,130 +1%
WAM
19
Wolverine Asset Management
Illinois
$834K -$140K -8,634 -14%
CRC
20
Curi RMB Capital
Illinois
$383K +$383K +23,531 New
ADBIC
21
A.D. Beadell Investment Counsel
Wisconsin
$339K -$106K -6,558 -24%
RJA
22
Raymond James & Associates
Florida
$265K +$265K +16,318 New
Citigroup
23
Citigroup
New York
$243K +$39.1K +2,411 +19%
Wells Fargo
24
Wells Fargo
California
$241K -$192K -11,780 -44%
Citadel Advisors
25
Citadel Advisors
Florida
$194K +$194K +11,917 New
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