Yorktown Management & Research Company’s Are Dynamic Credit Allocation Fund ARDC Stock Holding History

Yorktown Management & Research Company’s Portfolio ARDC Stock Details ARDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-124,150	Closed	-$1.84M	–	366
2016 Q3	$1.84M	Sell	124,150 -30,000	-19%	-$431K	0.4%	61
2016 Q2	$2.12M	Sell	154,150 -112,902	-42%	-$1.55M	0.48%	62
2016 Q1	$3.57M	Hold	267,052	–	–	0.69%	50
2015 Q4	$3.57M	Hold	267,052	–	–	0.63%	43
2015 Q3	$3.73M	Buy	267,052 +71,610	+37%	+$1.06M	0.62%	43
2015 Q2	$3M	Buy	195,442 +30,442	+18%	+$491K	0.52%	59
2015 Q1	$2.68M	Buy	+165,000	New	+$2.68M	0.48%	52

Other funds holding ARDC

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

LCM

Laurion Capital Management New York $2.29B AUM 75.73% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

MIG

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Yorktown Management & Research Company's ARDC Position: Q4 2016 in Review

Yorktown Management & Research Company sold out of Are Dynamic Credit Allocation Fund (ARDC) in Q4 2016, closing a stake of 124,150 shares — an estimated $1.84M sold.

Yorktown Management & Research Company first reported a position in ARDC in Q1 2015 and held it in 7 quarters. The position peaked at $3.73M in Q3 2015. 42 funds tracked by Wall St. Rank hold ARDC as of Q4 2016.

Yorktown Management & Research Company reported no remaining Are Dynamic Credit Allocation Fund position as of Q4 2016 after selling out during the quarter.
Yorktown Management & Research Company sold 124,150 Are Dynamic Credit Allocation Fund shares in Q4 2016, an estimated $1.84M.
Yorktown Management & Research Company first reported a position in Are Dynamic Credit Allocation Fund in Q1 2015 and held it in 7 quarters.
Yorktown Management & Research Company's Are Dynamic Credit Allocation Fund position peaked at $3.73M in Q3 2015.
42 funds tracked by Wall St. Rank held Are Dynamic Credit Allocation Fund as of Q4 2016.

Based on Yorktown Management & Research Company's 13F filing for Q4 2016, filed 10 Feb 2017.