ARDC

Are Dynamic Credit Allocation Fund
ARDC

Overview Fund Activity

52 hedge funds and large institutions have $93.5M invested in Are Dynamic Credit Allocation Fund in 2020 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 23 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
52
Holders Change
-3
Holders Change %
-5.45%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
16
Reduced
23
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
Guggenheim Capital
Illinois
+$3.66M
2
MC
Matisse Capital
Oregon
+$2.94M
3
PPA
Parametric Portfolio Associates
Washington
+$2.89M
4
SCM
Saba Capital Management
New York
+$2.87M
5
SIA
Sit Investment Associates
Minnesota
+$2.04M

Top Sellers

1
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
-$1.08M
2
Morgan Stanley
Morgan Stanley
New York
-$658K
3
PFO
Pathstone Family Office
New Jersey
-$589K
4
BlackRock
BlackRock
New York
-$512K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$500K
Name Holding Trade Value Shares
Change 		Shares
Change %
PPA
1
Parametric Portfolio Associates
Washington
$14.2M +$2.89M +267,716 +26%
UBS Group
2
UBS Group
Switzerland
$10.2M -$56K -5,190 -0.5%
GC
3
Guggenheim Capital
Illinois
$7.3M +$3.66M +339,000 +100%
SIA
4
Sit Investment Associates
Minnesota
$6.42M +$2.04M +189,085 +47%
RCM
5
Rivernorth Capital Management
Florida
$5.88M -$363K -33,617 -6%
AAM
6
Advisors Asset Management
Colorado
$5.55M -$366K -33,915 -6%
Wells Fargo
7
Wells Fargo
California
$5.17M +$355K +32,866 +7%
Cohen & Steers
8
Cohen & Steers
New York
$4.69M +$29.6K +2,744 +0.6%
SCM
9
Saba Capital Management
New York
$4.46M +$2.87M +266,390 +181%
MC
10
Matisse Capital
Oregon
$4.09M +$2.94M +272,070 +255%
Invesco
11
Invesco
Georgia
$3.83M -$206K -19,066 -5%
First Trust Advisors
12
First Trust Advisors
Illinois
$3.3M -$158K -14,636 -5%
Bank of America
13
Bank of America
North Carolina
$2.82M -$444K -41,099 -14%
CIA
14
Capital Investment Advisors
Georgia
$1.96M +$132K +12,266 +7%
SFS
15
Shaker Financial Services
Virginia
$1.81M -$417K -38,652 -19%
Morgan Stanley
16
Morgan Stanley
New York
$1.75M -$658K -60,972 -27%
Osaic Holdings
17
Osaic Holdings
Arizona
$1.49M +$1.49M +138,191 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$989K -$500K -46,378 -34%
RCM
19
Robinson Capital Management
Michigan
$917K -$185K -17,100 -17%
BlackRock
20
BlackRock
New York
$849K -$512K -47,460 -38%
Stifel Financial
21
Stifel Financial
Missouri
$779K -$117K -10,874 -13%
Goldman Sachs
22
Goldman Sachs
New York
$652K +$652K +60,469 New
OFG
23
OTA Financial Group
New York
$505K +$505K +46,887 New
9WM
24
9258 Wealth Management
Ohio
$419K -$19.8K -1,875 -5%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$296K -$115K -10,621 -28%
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