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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
1
Parametric Portfolio Associates
Washington
$30.3M +$12.3M +834,189 +71%
GC
2
Guggenheim Capital
Illinois
$16.5M +$924K +62,477 +6%
SIA
3
Sit Investment Associates
Minnesota
$10.6M +$206K +13,915 +2%
Cohen & Steers
4
Cohen & Steers
New York
$9.75M +$4.5M +304,405 +88%
Invesco
5
Invesco
Georgia
$7.73M +$66K +4,460 +0.9%
AAM
6
Advisors Asset Management
Colorado
$7.52M -$555K -37,512 -7%
UBS Group
7
UBS Group
Switzerland
$7.32M -$5.01M -338,852 -41%
Wells Fargo
8
Wells Fargo
California
$7.03M +$687K +46,441 +11%
RCM
9
Rivernorth Capital Management
Florida
$4.83M -$3.21M -216,727 -40%
First Trust Advisors
10
First Trust Advisors
Illinois
$4.22M +$122K +8,237 +3%
Stifel Financial
11
Stifel Financial
Missouri
$3.55M +$349K +23,630 +11%
HWAM
12
Hennion & Walsh Asset Management
New Jersey
$2.94M +$2.9M +195,834 New
CIA
13
Capital Investment Advisors
Georgia
$2.85M +$95.4K +6,451 +4%
Bank of America
14
Bank of America
North Carolina
$2.22M -$107K -7,250 -5%
Morgan Stanley
15
Morgan Stanley
New York
$2.11M +$67.6K +4,570 +3%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.32M -$3.46K -234 -0.3%
OC
17
Oppenheimer & Co
New York
$1.3M +$118K +7,982 +10%
CWP
18
Curated Wealth Partners
California
$1.29M
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$923K +$64.9K +4,387 +8%
SFS
20
Shaker Financial Services
Virginia
$873K +$593K +40,092 +223%
MC
21
Matisse Capital
Oregon
$811K
6M
22
6 Meridian
Kansas
$758K +$139K +9,418 +23%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$713K -$113K -7,624 -14%
FFA
24
First Foundation Advisors
California
$492K +$484K +32,737 New
LPL Financial
25
LPL Financial
California
$475K -$107K -7,213 -19%