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ARDC

Are Dynamic Credit Allocation Fund

Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$12.4M +$2.16M +122,922 +20%
Bessemer Group
2
Bessemer Group
New Jersey
$8.53M +$8.82M +500,715 New
MIG
3
Mariner Investment Group
New York
$7.81M +$1.3M +74,028 +19%
NIMC
4
NWQ Investment Management Company
California
$6.65M +$3.16M +179,298 +85%
Morgan Stanley
5
Morgan Stanley
New York
$6.1M +$2.81M +159,538 +80%
TAM
6
Third Avenue Management
New York
$5.83M +$117K +6,639 +2%
SFS
7
Shaker Financial Services
Virginia
$2.47M +$371K +21,058 +17%
Invesco
8
Invesco
Georgia
$2.29M +$157K +8,895 +7%
1832 Asset Management
9
1832 Asset Management
Ontario, Canada
$1.74M +$19.1K +1,087 +1%
Bank of America
10
Bank of America
North Carolina
$1.73M +$324K +18,379 +22%
BNP Paribas Financial Markets
11
BNP Paribas Financial Markets
France
$1.51M +$367K +20,825 +31%
GC
12
Guggenheim Capital
Illinois
$1.48M -$306K -17,355 -17%
PPA
13
Parametric Portfolio Associates
Washington
$1.33M +$81.1K +4,607 +6%
RCM
14
Robinson Capital Management
Michigan
$1.25M
First Trust Advisors
15
First Trust Advisors
Illinois
$1.17M -$15.1K -855 -1%
WAM
16
Wolverine Asset Management
Illinois
$1.04M +$49.9K +2,831 +5%
ADBIC
17
A.D. Beadell Investment Counsel
Wisconsin
$847K +$194 +11 +0%
AQR Capital Management
18
AQR Capital Management
Connecticut
$750K +$587K +33,337 +312%
KSCM
19
Kamunting Street Capital Management
Florida
$613K +$131K +7,422 +26%
Barclays
20
Barclays
United Kingdom
$472K +$9.33K +530 +2%
Wells Fargo
21
Wells Fargo
California
$434K +$171K +9,703 +62%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$204K +$119K +6,737 +128%
AC
23
Alleghany Corporation
New York
$168K
Ameriprise
24
Ameriprise
Minnesota
$38K
Citigroup
25
Citigroup
New York
$13K +$10.7K +609 +338%