DRW Securities’s Are Dynamic Credit Allocation Fund ARDC Stock Holding History

DRW Securities’s Portfolio ARDC Stock Details ARDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-16,300	Closed	-$224K	–	83
2016 Q2	$224K	Sell	16,300 -3,700	-19%	-$50.7K	0.01%	62
2016 Q1	$268K	Sell	20,000 -22,250	-53%	-$283K	0.02%	66
2015 Q4	$564K	Buy	42,250 +3,621	+9%	+$50.1K	0.06%	44
2015 Q3	$540K	Hold	38,629	–	–	0.06%	46
2015 Q2	$592K	Buy	+38,629	New	+$623K	0.06%	60

Other funds holding ARDC

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $72.7B AUM 39.36% 1-Year Est. Return

Laurion Capital Management New York $3.9B AUM 75.03% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Kovitz Investment Group Partners Chicago, Illinois $4.52B AUM 31.84% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Mariner Investment Group Harrison, New York $463M AUM 13.33% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

DRW Securities's ARDC Position: Q3 2016 in Review

DRW Securities sold out of Are Dynamic Credit Allocation Fund (ARDC) in Q3 2016, closing a stake of 16,300 shares — an estimated $224K sold.

DRW Securities first reported a position in ARDC in Q2 2015 and held it in 5 quarters. The position peaked at $592K in Q2 2015. 42 funds tracked by Wall St. Rank hold ARDC as of Q3 2016.

DRW Securities reported no remaining Are Dynamic Credit Allocation Fund position as of Q3 2016 after selling out during the quarter.
DRW Securities sold 16,300 Are Dynamic Credit Allocation Fund shares in Q3 2016, an estimated $224K.
DRW Securities first reported a position in Are Dynamic Credit Allocation Fund in Q2 2015 and held it in 5 quarters.
DRW Securities's Are Dynamic Credit Allocation Fund position peaked at $592K in Q2 2015.
42 funds tracked by Wall St. Rank held Are Dynamic Credit Allocation Fund as of Q3 2016.

Based on DRW Securities's 13F filing for Q3 2016, filed 14 Nov 2016.