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TJHA

Thomas J. Herzfeld Advisors Portfolio holdings

AUM $294M
1-Year Est. Return 2.62%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
-2.62%
3 Year Est. Return
+17.9%
5 Year Est. Return
+9.72%
10 Year Est. Return
+46.96%
AUM
$294M
AUM Growth
-$1.55M
Cap. Flow
+$9.12M
Cap. Flow %
3.1%
Top 10 Hldgs %
53.95%
Holding
132
New
25
Increased
29
Reduced
47
Closed
17

Top Buys

1
SJB icon
ProShares Short High Yield
SJB
+$12.2M
2
FSCO
FS Credit Opportunities Corp
FSCO
+$10.1M
3
FSSL
FS Specialty Lending Fund
FSSL
+$9.88M
4
SDS icon
ProShares UltraShort S&P500
SDS
+$7.54M
5
PFIX icon
Simplify Interest Rate Hedge ETF
PFIX
+$5.38M

Top Sells

1
BPRE
Bluerock Private Real Estate Fund
BPRE
+$8.2M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$6.65M
3
NBXG
Neuberger Next Generation Connectivity Fund Inc
NBXG
+$5.95M
4
RA
Brookfield Real Assets Income Fund
RA
+$5.64M
5
STEW
SRH Total Return Fund
STEW
+$4.88M

Sector Composition

1 Financials 14.66%
2 Communication Services 0.06%
3 Materials 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEO
126
BNY Mellon Strategic Municipals
LEO
$397M
– –
-94,265
Closed -$600K
MVT
127
DELISTED
BlackRock MuniVest Fund II
MVT
– –
-46,375
Closed -$501K
NBH
128
Neuberger Municipal Fund Inc
NBH
$309M
– –
-32,348
Closed -$327K
NBXG
129
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.17B
– –
-412,390
Closed -$5.95M
NCV
130
Virtus Convertible & Income Fund
NCV
$375M
– –
-174,319
Closed -$2.64M
VFL
131
DELISTED
abrdn National Municipal Income Fund
VFL
– –
-35,909
Closed -$369K
SPMC
132
Sound Point Meridian Capital
SPMC
$210M
– –
-13,720
Closed -$189K
2 3 4 5
6

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Thomas J. Herzfeld Advisors's Q1 2026 Portfolio in Review

As of Q1 2026, Thomas J. Herzfeld Advisors held 132 positions worth $294M, down 0.53% from $296M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Thomas J. Herzfeld Advisors deployed $9.12M of net new capital in Q1 2026, opening 25 new positions and adding to 29 existing holdings. Its largest new stake was ProShares Short High Yield: 796,652 shares worth $12.3M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, down from 18% a quarter earlier, followed by Communication Services and Materials.

On the sell side, the largest reduction was Bluerock Private Real Estate Fund, an estimated $8.2M trimmed.

  • Thomas J. Herzfeld Advisors's largest Q1 2026 buy was ProShares Short High Yield: 796,652 shares worth $12.3M.
  • Thomas J. Herzfeld Advisors added most to FS Credit Opportunities Corp in Q1 2026, an estimated $10.1M increase.
  • Thomas J. Herzfeld Advisors's biggest Q1 2026 reduction was Bluerock Private Real Estate Fund, cutting an estimated $8.2M.
  • Thomas J. Herzfeld Advisors fully exited Neuberger Next Generation Connectivity Fund Inc in Q1 2026, selling an estimated $5.95M.
  • Thomas J. Herzfeld Advisors's ten largest holdings make up 54% of its $294M portfolio in Q1 2026.
  • Thomas J. Herzfeld Advisors opened 25 new positions and closed 17 in Q1 2026.
  • Thomas J. Herzfeld Advisors's portfolio value fell 0.53% quarter-over-quarter to $294M.

Based on Thomas J. Herzfeld Advisors's 13F filing for Q1 2026, filed 12 May 2026.