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Ladenburg Thalmann Financial Services’s Swiss Helvetia Fund SWZ Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio SWZ Stock Details SWZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q2 		– Sell
-1,000
Closed -$12K – 4963
2017
Q1 		$12K Buy
+1,000
New +$10.9K ﹤0.01% 3896

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KIM
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RCM
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IA
Icon Advisers Greenwood Village, Colorado $532M AUM 56.47% 1-Year Est. Return
JGUA
John G. Ullman & Associates Corning, New York $824M AUM 78.19% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Ladenburg Thalmann Financial Services's SWZ Position: Q2 2017 in Review

Ladenburg Thalmann Financial Services sold out of Swiss Helvetia Fund (SWZ) in Q2 2017, closing a stake of 1,000 shares — an estimated $12K sold.

Ladenburg Thalmann Financial Services first reported a position in SWZ in Q1 2017 and held it in 1 quarter. The position peaked at $12K in Q1 2017. 50 funds tracked by Wall St. Rank hold SWZ as of Q2 2017.

  • Ladenburg Thalmann Financial Services reported no remaining Swiss Helvetia Fund position as of Q2 2017 after selling out during the quarter.
  • Ladenburg Thalmann Financial Services sold 1,000 Swiss Helvetia Fund shares in Q2 2017, an estimated $12K.
  • Ladenburg Thalmann Financial Services first reported a position in Swiss Helvetia Fund in Q1 2017 and held it in 1 quarter.
  • Ladenburg Thalmann Financial Services's Swiss Helvetia Fund position peaked at $12K in Q1 2017.
  • 50 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q2 2017.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q2 2017, filed 14 Aug 2017.