Barclays
SWZ

Barclays’s Swiss Helvetia Fund SWZ Stock Holding History

Barclays’s Portfolio SWZ Stock Details SWZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2017
Q3 		– Sell
-1,000
Closed -$13K – 7035
2017
Q2 		$13K Hold
1,000
– – ﹤0.01% 5972
2017
Q1 		$12K Hold
1,000
– – ﹤0.01% 6020
2016
Q4 		$10K Hold
1,000
– – ﹤0.01% 5902
2016
Q3 		$11K Hold
1,000
– – ﹤0.01% 5763
2016
Q2 		$10K Hold
1,000
– – ﹤0.01% 5546
2016
Q1 		$10K Buy
+1,000
New +$9.91K ﹤0.01% 5478
2014
Q1 		– Sell
-9,860
Closed -$128K – 7711
2013
Q4 		$128K Buy
9,860
+870
+10% +$12.4K ﹤0.01% 5430
2013
Q3 		$126K Buy
8,990
+3,524
+64% +$46.9K ﹤0.01% 5433
2013
Q2 		$67K Buy
+5,466
New +$68.4K ﹤0.01% 6094

Other funds holding SWZ

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
BI
Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
JGUA
John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
SI
SII Investments Appleton, Wisconsin $965M AUM 15.44% 1-Year Est. Return

Barclays's SWZ Position: Q3 2017 in Review

Barclays sold out of Swiss Helvetia Fund (SWZ) in Q3 2017, closing a stake of 1,000 shares — an estimated $13K sold.

Barclays first reported a position in SWZ in Q2 2013 and held it in 9 quarters. The position peaked at $128K in Q4 2013. 43 funds tracked by Wall St. Rank hold SWZ as of Q3 2017.

  • Barclays reported no remaining Swiss Helvetia Fund position as of Q3 2017 after selling out during the quarter.
  • Barclays sold 1,000 Swiss Helvetia Fund shares in Q3 2017, an estimated $13K.
  • Barclays first reported a position in Swiss Helvetia Fund in Q2 2013 and held it in 9 quarters.
  • Barclays's Swiss Helvetia Fund position peaked at $128K in Q4 2013.
  • 43 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q3 2017.

Based on Barclays's 13F filing for Q3 2017, filed 14 Nov 2017.