Creative Planning’s Swiss Helvetia Fund SWZ Stock Holding History

Creative Planning’s Portfolio SWZ Stock Details SWZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-775	Closed	-$10K	–	3505
2017 Q2	$10K	Sell	775 -303	-28%	-$3.69K	﹤0.01%	3636
2017 Q1	$13K	Hold	1,078	–	–	﹤0.01%	3439
2016 Q4	$11K	Hold	1,078	–	–	﹤0.01%	3502
2016 Q3	$12K	Buy	1,078 +9	+0.8%	+$94	﹤0.01%	3405
2016 Q2	$11K	Hold	1,069	–	–	﹤0.01%	3206
2016 Q1	$11K	Buy	1,069 +47	+5%	+$466	﹤0.01%	3178
2015 Q4	$11K	Hold	1,022	–	–	﹤0.01%	3259
2015 Q3	$11K	Buy	+1,022	New	+$11.6K	﹤0.01%	3162
2015 Q2	–	Sell	-988	Closed	-$11K	–	2792
2015 Q1	$11K	Buy	+988	New	+$11.2K	﹤0.01%	3144
2014 Q3	–	Sell	-17	Closed	–	–	4146
2014 Q2	$0	Buy	+17	New	+$244	﹤0.01%	3948
2013 Q4	–	Sell	-200	Closed	-$3K	–	3460
2013 Q3	$3K	Buy	+200	New	+$2.66K	﹤0.01%	2913

Other funds holding SWZ

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Bulldog Investors Saddle Brook, New Jersey $445M AUM 2.55% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

JGUA

John G. Ullman & Associates Corning, New York $754M AUM 60.05% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

SII Investments Appleton, Wisconsin $965M AUM 15.44% 1-Year Est. Return

Creative Planning's SWZ Position: Q3 2017 in Review

Creative Planning sold out of Swiss Helvetia Fund (SWZ) in Q3 2017, closing a stake of 775 shares — an estimated $10K sold.

Creative Planning first reported a position in SWZ in Q3 2013 and held it in 11 quarters. The position peaked at $13K in Q1 2017. 43 funds tracked by Wall St. Rank hold SWZ as of Q3 2017.

Creative Planning reported no remaining Swiss Helvetia Fund position as of Q3 2017 after selling out during the quarter.
Creative Planning sold 775 Swiss Helvetia Fund shares in Q3 2017, an estimated $10K.
Creative Planning first reported a position in Swiss Helvetia Fund in Q3 2013 and held it in 11 quarters.
Creative Planning's Swiss Helvetia Fund position peaked at $13K in Q1 2017.
43 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q3 2017.

Based on Creative Planning's 13F filing for Q3 2017, filed 17 Oct 2017.