SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

59 hedge funds and large institutions have $160M invested in Swiss Helvetia Fund in 2016 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 20 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
59
Holders Change
+6
Holders Change %
+11.32%
% of All Funds
1.57%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
12
Increased
20
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
$39.7M
2
1CP
1607 Capital Partners
Virginia
$38.6M
3
Bank of America
Bank of America
North Carolina
$1.88M
4
JGUA
John G. Ullman & Associates
New York
$1.21M
5
Citigroup
Citigroup
New York
$530K

Top Sellers

1
COLIM
City of London Investment Management
United Kingdom
$0
2
CA
Cornerstone Advisors
North Carolina
$491K
3
SG Americas Securities
SG Americas Securities
New York
$0
4
Morgan Stanley
Morgan Stanley
New York
$413K
5
BI
Bulldog Investors
New Jersey
$8.53M
Name Holding Trade Value Shares
Change 		Shares
Change %
APFBOT
26
Amica Pension Fund Board of Trustees
Rhode Island
$315K – – –
MIC
27
Meridian Investment Counsel
California
$305K +$713 +70 +0.2%
DA
28
Doliver Advisors
Texas
$270K +$270K +26,489 New
SRC
29
Shufro Rose & Co
New York
$254K -$276K -26,180 Closed
BBHC
30
Brown Brothers Harriman & Co
New York
$254K – – –
TC
31
TFS Capital
Pennsylvania
$204K +$204K +20,011 New
AA
32
Ancora Advisors
Ohio
$177K – – –
CT
33
CMT Trading
Illinois
$164K +$164K +16,200 New
SSWM
34
Smith Salley Wealth Management
North Carolina
$161K – – –
TAM
35
Tocqueville Asset Management
New York
$159K -$64.9K -6,360 -29%
RJA
36
Raymond James & Associates
Florida
$152K +$152K +14,976 New
LPL Financial
37
LPL Financial
California
$148K +$1K +100 +0.7%
CRC
38
Curi RMB Capital
Illinois
$139K +$7.81K +767 +6%
UBS Group
39
UBS Group
Switzerland
$135K -$36.4K -3,562 -21%
SCM
40
SOL Capital Management
Maryland
$127K – – –
Northern Trust
41
Northern Trust
Illinois
$125K +$125K +12,269 New
WSFS
42
Wilmington Savings Fund Society
Delaware
$120K – – –
Truist Financial
43
Truist Financial
North Carolina
$111K +$4.82K +475 +5%
KLI
44
Kelman-Lazarov Inc
Tennessee
$105K +$105K +10,387 New
FNBT
45
FineMark National Bank & Trust
Florida
$102K +$102K +10,028 New
ARMT
46
Amica Retiree Medical Trust
Rhode Island
$50K – – –
BBPWM
47
Blue Bell Private Wealth Management
Pennsylvania
$48K – – –
BA
48
BlackRock Advisors
Delaware
$33K -$346 -34 -1%
TJHA
49
Thomas J. Herzfeld Advisors
Florida
$24K – – –
JPMorgan Chase & Co
50
JPMorgan Chase & Co
New York
$18K +$781 +75 +5%
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