SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

51 hedge funds and large institutions have $147M invested in Swiss Helvetia Fund in 2014 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
-1
Holders Change %
-1.92%
% of All Funds
1.36%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
10
Increased
12
Reduced
10
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
Weiss Asset Management
Massachusetts
$8.39M
2
Wells Fargo
Wells Fargo
California
$24.8M
3
TC
TFS Capital
Pennsylvania
$1.43M
4
KIM
Karpus Investment Management
New York
$16.2M
5
SG Americas Securities
SG Americas Securities
New York
$347K

Top Sellers

1
WAM
Wolverine Asset Management
Illinois
$616K
2
CCB
Cutter & Co Brokerage
Missouri
$0
3
SFS
Shaker Financial Services
Virginia
$0
4
Truist Financial
Truist Financial
North Carolina
$0
5
CCM
Cutler Capital Management
Massachusetts
$531K
Name Holding Trade Value Shares
Change 		Shares
Change %
JGUA
26
John G. Ullman & Associates
New York
$326K -$26.7K -2,400 -8%
SRC
27
Shufro Rose & Co
New York
$319K -$2.79K -250 -0.9%
BBHC
28
Brown Brothers Harriman & Co
New York
$222K – – –
TAM
29
Tocqueville Asset Management
New York
$217K +$217K +19,519 New
SI
30
SII Investments
Wisconsin
$213K – – –
UBS Group
31
UBS Group
Switzerland
$202K +$202K +18,147 New
AA
32
Ancora Advisors
Ohio
$194K – – –
LCM
33
Landscape Capital Management
New Jersey
$170K +$170K +15,293 New
PAM
34
Peak Asset Management
Colorado
$167K +$167K +14,968 New
SSWM
35
Smith Salley Wealth Management
North Carolina
$161K +$5.24K +471 +3%
BBPWM
36
Blue Bell Private Wealth Management
Pennsylvania
$156K -$27.3K -2,456 -15%
SCM
37
SOL Capital Management
Maryland
$136K – – –
AP
38
Advisor Partners
California
$134K – – –
WSFS
39
Wilmington Savings Fund Society
Delaware
$131K – – –
Geode Capital Management
40
Geode Capital Management
Massachusetts
$118K – – –
Citigroup
41
Citigroup
New York
$47K +$8.22K +751 +21%
First Manhattan
42
First Manhattan
New York
$32K – – –
TJHA
43
Thomas J. Herzfeld Advisors
Florida
$29K – – –
WA
44
WFG Advisors
Texas
$22K – – –
PAM
45
Panagora Asset Management
Massachusetts
$19K +$19K +1,723 New
CFSG
46
Community Financial Services Group
Vermont
$18K – – –
MA
47
MUFG Americas
New York
$14K +$3.23K +300 +30%
US Bancorp
48
US Bancorp
Minnesota
$8K – – –
NSIM
49
North Star Investment Management
Illinois
$6K – – –
BC
50
Bartlett & Co
Ohio
$3K – – –
1
2
3