SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

51 hedge funds and large institutions have $169M invested in Swiss Helvetia Fund in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 19 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
51
Holders Change
+3
Holders Change %
+6.25%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
10
Increased
19
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$1.68M
2
RJA
Raymond James & Associates
Florida
$934K
3
DA
Doliver Advisors
Texas
$717K
4
SFS
Shaker Financial Services
Virginia
$713K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$1.23M

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
$59.1M
2
1CP
1607 Capital Partners
Virginia
$47M
3
KIM
Karpus Investment Management
New York
$12.7M
4
Wells Fargo
Wells Fargo
California
$21M
5
DMAM
Del Mar Asset Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TC
26
TFS Capital
Pennsylvania
$339K +$107K +7,459 +46%
GC
27
Guggenheim Capital
Illinois
$311K -$31.6K -2,201 -9%
U
28
UBS
Switzerland
$304K +$117K +8,106 +62%
BBHC
29
Brown Brothers Harriman & Co
New York
$287K +$287K +19,947 New
BC
30
Bartlett & Co
Ohio
$281K – – –
Truist Financial
31
Truist Financial
North Carolina
$254K +$17K +1,183 +7%
AA
32
Ancora Advisors
Ohio
$251K -$78.3K -5,438 -24%
LPL Financial
33
LPL Financial
California
$224K +$224K +15,598 New
SSWM
34
Smith Salley Wealth Management
North Carolina
$197K +$17.5K +1,216 +10%
SCM
35
SOL Capital Management
Maryland
$176K +$10.8K +750 +7%
AP
36
Advisor Partners
California
$173K – – –
CAN
37
Cetera Advisor Networks
California
$169K -$21.7K -1,510 -11%
WSFS
38
Wilmington Savings Fund Society
Delaware
$169K – – –
Citigroup
39
Citigroup
New York
$156K +$109K +7,530 +229%
CT
40
CMT Trading
Illinois
$147K +$147K +10,235 New
GFM
41
Gramercy Funds Management
Connecticut
$77K -$24K -1,664 -24%
BBPWM
42
Blue Bell Private Wealth Management
Pennsylvania
$61K -$17.3K -1,195 -22%
First Manhattan
43
First Manhattan
New York
$41K -$98.4K -6,994 -71%
TRCT
44
Tower Research Capital (TRC)
New York
$30K +$30K +2,118 New
WA
45
WFG Advisors
Texas
$28K +$1.87K +129 +7%
CFSG
46
Community Financial Services Group
Vermont
$24K +$24K +1,640 New
TJHA
47
Thomas J. Herzfeld Advisors
Florida
$17K -$17.8K -1,229 -51%
Ameriprise
48
Ameriprise
Minnesota
$13K -$1.76K -122 -12%
US Bancorp
49
US Bancorp
Minnesota
$11K +$105 +7 +1%
NSIM
50
North Star Investment Management
Illinois
$8K +$8K +572 New
1
2
3