UBS’s Swiss Helvetia Fund SWZ Stock Holding History

UBS’s Portfolio SWZ Stock Details SWZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$256K	Sell	18,885 -3,615	-16%	-$50.9K	﹤0.01%	4938
2014 Q2	$328K	Buy	22,500 +1,374	+7%	+$19.8K	﹤0.01%	4642
2014 Q1	$304K	Buy	21,126 +8,106	+62%	+$115K	﹤0.01%	4750
2013 Q4	$181K	Sell	13,020 -1,323	-9%	-$18.8K	﹤0.01%	5405
2013 Q3	$204K	Sell	14,343 -10,604	-43%	-$141K	﹤0.01%	5153
2013 Q2	$307K	Buy	+24,947	New	+$312K	﹤0.01%	4612

Other funds holding SWZ

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts $39.1B AUM 28.69% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

CCB

Cutter & Co Brokerage Ballwin, Missouri $423M AUM 15.02% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.66B AUM 59.71% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS's SWZ Position: Q3 2014 in Review

UBS reduced its Swiss Helvetia Fund (SWZ) stake by 16% in Q3 2014, selling an estimated $50.9K and leaving 18,885 shares worth $256K. The position accounts for ﹤0.01% of the portfolio, ranked #4938.

UBS first reported a position in SWZ in Q2 2013 and has held it in 6 quarters since. The position peaked at $328K in Q2 2014. 52 funds tracked by Wall St. Rank hold SWZ as of Q3 2014.

UBS held 18,885 shares of Swiss Helvetia Fund worth $256K as of Q3 2014.
UBS sold 3,615 Swiss Helvetia Fund shares in Q3 2014, an estimated $50.9K.
Swiss Helvetia Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4938 holding.
UBS first reported a position in Swiss Helvetia Fund in Q2 2013 and has held it in 6 quarters since.
UBS's Swiss Helvetia Fund position peaked at $328K in Q2 2014.
52 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.