CAN
SWZ

Cetera Advisor Networks’s Swiss Helvetia Fund SWZ Stock Holding History

Cetera Advisor Networks’s Portfolio SWZ Stock Details SWZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-11,746
Closed -$171K – 858
2014
Q2 		$171K Hold
11,746
– – 0.01% 758
2014
Q1 		$169K Sell
11,746
-1,510
-11% -$21.4K 0.01% 731
2013
Q4 		$186K Buy
13,256
+769
+6% +$10.9K 0.01% 701
2013
Q3 		$178K Hold
12,487
– – 0.02% 636
2013
Q2 		$154K Buy
+12,487
New +$156K 0.02% 571

Other funds holding SWZ

Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
Grantham, Mayo, Van Otterloo & Co (GMO)
Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts $39.1B AUM 28.69% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
CCB
Cutter & Co Brokerage Ballwin, Missouri $423M AUM 15.02% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cetera Advisor Networks's SWZ Position: Q3 2014 in Review

Cetera Advisor Networks sold out of Swiss Helvetia Fund (SWZ) in Q3 2014, closing a stake of 11,746 shares — an estimated $171K sold.

Cetera Advisor Networks first reported a position in SWZ in Q2 2013 and held it in 5 quarters. The position peaked at $186K in Q4 2013. 52 funds tracked by Wall St. Rank hold SWZ as of Q3 2014.

  • Cetera Advisor Networks reported no remaining Swiss Helvetia Fund position as of Q3 2014 after selling out during the quarter.
  • Cetera Advisor Networks sold 11,746 Swiss Helvetia Fund shares in Q3 2014, an estimated $171K.
  • Cetera Advisor Networks first reported a position in Swiss Helvetia Fund in Q2 2013 and held it in 5 quarters.
  • Cetera Advisor Networks's Swiss Helvetia Fund position peaked at $186K in Q4 2013.
  • 52 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q3 2014.

Based on Cetera Advisor Networks's 13F filing for Q3 2014, filed 21 Nov 2014.