Ameriprise
SWZ

Ameriprise’s Swiss Helvetia Fund SWZ Stock Holding History

Ameriprise’s Portfolio SWZ Stock Details SWZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q4 		– Sell
-900
Closed -$12K – 4335
2014
Q3 		$12K Hold
900
– – ﹤0.01% 4748
2014
Q2 		$13K Hold
900
– – ﹤0.01% 4540
2014
Q1 		$13K Sell
900
-122
-12% -$1.73K ﹤0.01% 4416
2013
Q4 		$14K Sell
1,022
-879
-46% -$12.5K ﹤0.01% 4224
2013
Q3 		$27K Hold
1,901
– – ﹤0.01% 4207
2013
Q2 		$23K Buy
+1,901
New +$23.8K ﹤0.01% 4194

Other funds holding SWZ

Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
WAM
Weiss Asset Management Boston, Massachusetts $5.91B AUM 42.42% 1-Year Est. Return
Grantham, Mayo, Van Otterloo & Co (GMO)
Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts $39.1B AUM 28.69% 1-Year Est. Return
TC
TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

Ameriprise's SWZ Position: Q4 2014 in Review

Ameriprise sold out of Swiss Helvetia Fund (SWZ) in Q4 2014, closing a stake of 900 shares — an estimated $12K sold.

Ameriprise first reported a position in SWZ in Q2 2013 and held it in 6 quarters. The position peaked at $27K in Q3 2013. 51 funds tracked by Wall St. Rank hold SWZ as of Q4 2014.

  • Ameriprise reported no remaining Swiss Helvetia Fund position as of Q4 2014 after selling out during the quarter.
  • Ameriprise sold 900 Swiss Helvetia Fund shares in Q4 2014, an estimated $12K.
  • Ameriprise first reported a position in Swiss Helvetia Fund in Q2 2013 and held it in 6 quarters.
  • Ameriprise's Swiss Helvetia Fund position peaked at $27K in Q3 2013.
  • 51 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q4 2014.

Based on Ameriprise's 13F filing for Q4 2014, filed 13 Feb 2015.