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Hercules Capital
HTGC

Overview Fund Activity

152 hedge funds and large institutions have $477M invested in Hercules Capital in 2014 Q2 according to their latest regulatory filings, with 28 funds opening new positions, 70 increasing their positions, 35 reducing their positions, and 33 closing their positions.

Holders
152
Holders Change
-5
Holders Change %
-3.18%
% of All Funds
4.37%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.12%
New
28
Increased
70
Reduced
35
Closed
33
Calls
$281K
Puts
$1.82M
Net Calls
-$1.54M
Net Calls Change
-$1.01M

Top Buyers

1
AllianceBernstein
1
AllianceBernstein
Tennessee
$9.9M
2
DCM
2
Driehaus Capital Management
Illinois
$8.03M
3
LSV Asset Management
3
LSV Asset Management
Illinois
$14.7M
4
GC
4
Guggenheim Capital
Illinois
$7.25M
5
U
5
UBS
Switzerland
$23.6M

Top Sellers

1
Comerica Bank
1
Comerica Bank
Texas
$3.03M
2
BFA
2
BlackRock Fund Advisors
California
$0
3
State Street
3
State Street
Massachusetts
$576K
4
Northern Trust
4
Northern Trust
Illinois
$11.4M
5
BIT
5
BlackRock Institutional Trust
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
YP
101
Yellowstone Partners
Idaho
$397K 24,594 +1,305 +6%
Natixis Advisors
102
Natixis Advisors
Massachusetts
$395K 24,419 +2,916 +14%
Marshall Wace
103
Marshall Wace
United Kingdom
$385K 23,800 +23,800 New
SWP
104
Stratos Wealth Partners
Ohio
$368K 22,775 +22,775 New
Bank of New York Mellon
105
Bank of New York Mellon
New York
$350K 21,637 -202,137 -90%
Commonwealth Equity Services
106
Commonwealth Equity Services
Massachusetts
$327K 20,236 +4,392 +28%
Creative Planning
107
Creative Planning
Kansas
$322K 19,942 +200 +1%
California Public Employees Retirement System
108
California Public Employees Retirement System
California
$307K 19,000 +8,300 +78%
WA
109
Whitebox Advisors
Minnesota
$305K 18,900 +18,900 New
PI
110
Placemark Investments
Illinois
$260K 16,096 +3,525 +28%
LTFS
111
Ladenburg Thalmann Financial Services
Florida
$257K 15,873 +1,119 +8%
IMS
112
Index Management Solutions
Pennsylvania
$256K 15,839 +11,062 +232%
ACM
113
Ativo Capital Management
Illinois
$254K 15,702 -2,056 -12%
AQR Capital Management
114
AQR Capital Management
Connecticut
$248K 15,370 -35,000 -69%
Ameriprise
115
Ameriprise
Minnesota
$245K 15,178 +1 +0%
CIBC Private Wealth Group
116
CIBC Private Wealth Group
Georgia
$241K 14,959 -13,422 -47%
PG
117
PEAK6 Group
Illinois
$228K 14,138 +2,857 +25%
CWM
118
Concert Wealth Management
California
$214K 13,662 -100 -0.7%
KCM
119
Kempner Capital Management
Texas
$197K 12,200 +12,200 New
OC
120
Oppenheimer & Co
New York
$191K 11,800 +1,500 +15%
US Bancorp
121
US Bancorp
Minnesota
$170K 10,505 +3,805 +57%
CIA
122
Capital Impact Advisors
Massachusetts
$166K 10,269 -86,408 -89%
RCM
123
Rotella Capital Management
Washington
$166K 10,300 +10,300 New
Barclays
124
Barclays
United Kingdom
$163K 10,224 +7,703 +306%
QIM
125
Quest Investment Management
Oregon
$162K 10,000 – –
3 4
5
6 7