Oppenheimer & Co’s Hercules Capital HTGC Stock Holding History

Oppenheimer & Co’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$426K	Buy	28,876 +4,160	+17%	+$68K	0.01%	1252
2025 Q4	$465K	Buy	24,716 +199	+0.8%	+$3.59K	0.01%	1102
2025 Q3	$464K	Buy	24,517 +3,237	+15%	+$62K	0.01%	1204
2025 Q2	$389K	Buy	21,280 +1,062	+5%	+$18.8K	0.01%	1238
2025 Q1	$388K	Buy	20,218 +4,352	+27%	+$87.9K	0.01%	1166
2024 Q4	$319K	Buy	+15,866	New	+$310K	﹤0.01%	1238
2015 Q2	–	Sell	-10,450	Closed	-$141K	–	1506
2015 Q1	$141K	Sell	10,450 -100	-0.9%	-$1.47K	﹤0.01%	1375
2014 Q4	$157K	Hold	10,550	–	–	﹤0.01%	1274
2014 Q3	$153K	Sell	10,550 -1,250	-11%	-$19.8K	﹤0.01%	1301
2014 Q2	$191K	Buy	11,800 +1,500	+15%	+$22K	0.01%	1266
2014 Q1	$145K	Buy	+10,300	New	+$161K	﹤0.01%	1296

Other funds holding HTGC

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Oppenheimer & Co's HTGC Position: Q1 2026 in Review

Oppenheimer & Co increased its Hercules Capital (HTGC) stake by 17% in Q1 2026, buying an estimated $68K and bringing the position to 28,876 shares worth $426K. The position accounts for 0.01% of the portfolio, ranked #1252.

Oppenheimer & Co first reported a position in HTGC in Q1 2014 and has held it in 11 quarters since. The position peaked at $465K in Q4 2025. 349 funds tracked by Wall St. Rank hold HTGC as of Q1 2026.

Oppenheimer & Co held 28,876 shares of Hercules Capital worth $426K as of Q1 2026.
Oppenheimer & Co bought 4,160 Hercules Capital shares in Q1 2026, an estimated $68K.
Hercules Capital made up 0.01% of Oppenheimer & Co's portfolio in Q1 2026, its #1252 holding.
Oppenheimer & Co first reported a position in Hercules Capital in Q1 2014 and has held it in 11 quarters since.
Oppenheimer & Co's Hercules Capital position peaked at $465K in Q4 2025.
349 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2026.

Based on Oppenheimer & Co's 13F filing for Q1 2026, filed 24 Apr 2026.