Oppenheimer & Co’s Hercules Capital HTGC Stock Holding History

Oppenheimer & Co’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$459K	Buy	29,075 +199	+0.7%	+$3.1K	﹤0.01%	1293
2026 Q1	$426K	Buy	28,876 +4,160	+17%	+$68K	0.01%	1252
2025 Q4	$465K	Buy	24,716 +199	+0.8%	+$3.59K	0.01%	1102
2025 Q3	$464K	Buy	24,517 +3,237	+15%	+$62K	0.01%	1204
2025 Q2	$389K	Buy	21,280 +1,062	+5%	+$18.8K	0.01%	1238
2025 Q1	$388K	Buy	20,218 +4,352	+27%	+$87.9K	0.01%	1166
2024 Q4	$319K	Buy	+15,866	New	+$310K	﹤0.01%	1238
2015 Q2	–	Sell	-10,450	Closed	-$141K	–	1506
2015 Q1	$141K	Sell	10,450 -100	-0.9%	-$1.47K	﹤0.01%	1375
2014 Q4	$157K	Hold	10,550	–	–	﹤0.01%	1274
2014 Q3	$153K	Sell	10,550 -1,250	-11%	-$19.8K	﹤0.01%	1301
2014 Q2	$191K	Buy	11,800 +1,500	+15%	+$22K	0.01%	1266
2014 Q1	$145K	Buy	+10,300	New	+$161K	﹤0.01%	1296

Other funds holding HTGC

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Oppenheimer & Co's HTGC Position: Q2 2026 in Review

Oppenheimer & Co increased its Hercules Capital (HTGC) stake by 0.69% in Q2 2026, buying an estimated $3.1K and bringing the position to 29,075 shares worth $459K. The position accounts for ﹤0.01% of the portfolio, ranked #1293.

Oppenheimer & Co first reported a position in HTGC in Q1 2014 and has held it in 12 quarters since. The position peaked at $465K in Q4 2025. 332 funds tracked by Wall St. Rank hold HTGC as of Q2 2026.

Oppenheimer & Co held 29,075 shares of Hercules Capital worth $459K as of Q2 2026.
Oppenheimer & Co bought 199 Hercules Capital shares in Q2 2026, an estimated $3.1K.
Hercules Capital made up ﹤0.01% of Oppenheimer & Co's portfolio in Q2 2026, its #1293 holding.
Oppenheimer & Co first reported a position in Hercules Capital in Q1 2014 and has held it in 12 quarters since.
Oppenheimer & Co's Hercules Capital position peaked at $465K in Q4 2025.
332 funds tracked by Wall St. Rank held Hercules Capital as of Q2 2026.

Based on Oppenheimer & Co's 13F filing for Q2 2026, filed 3 Aug 2026.