Commonwealth Equity Services
HTGC icon

Commonwealth Equity Services’s Hercules Capital HTGC Stock Holding History

Commonwealth Equity Services’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$3.15M Sell
213,346
-6,696
-3% -$109K ﹤0.01% 1661
2025
Q4 		$4.14M Sell
220,042
-8,627
-4% -$156K 0.01% 1459
2025
Q3 		$4.32M Sell
228,669
-58,489
-20% -$1.12M 0.01% 1453
2025
Q2 		$5.25M Buy
287,158
+12,745
+5% +$226K 0.01% 1301
2025
Q1 		$5.27M Sell
274,413
-52,959
-16% -$1.07M 0.01% 1252
2024
Q4 		$6.58M Buy
327,372
+4,896
+2% +$95.5K 0.01% 1063
2024
Q3 		$6.33M Sell
322,476
-8,167
-2% -$161K 0.01% 1074
2024
Q2 		$6.76M Buy
330,643
+33,297
+11% +$641K 0.01% 1016
2024
Q1 		$5.49M Buy
297,346
+34,808
+13% +$618K 0.01% 1109
2023
Q4 		$4.38M Buy
262,538
+1,278
+0.5% +$20.2K 0.01% 1185
2023
Q3 		$4.29M Buy
261,260
+448
+0.2% +$7.33K 0.01% 1120
2023
Q2 		$3.86M Buy
260,812
+31,930
+14% +$438K 0.01% 1194
2023
Q1 		$2.95K Buy
228,882
+9,193
+4% +$128K 0.01% 1302
2022
Q4 		$2.9M Buy
219,689
+5,019
+2% +$68.2K 0.01% 1256
2022
Q3 		$2.48M Buy
214,670
+3,184
+2% +$45.4K 0.01% 1288
2022
Q2 		$2.85M Buy
211,486
+16,238
+8% +$254K 0.01% 1209
2022
Q1 		$3.53M Buy
195,248
+11,536
+6% +$203K 0.01% 1154
2021
Q4 		$3.05M Buy
183,712
+5,548
+3% +$94.1K 0.01% 1212
2021
Q3 		$2.96M Buy
178,164
+15,797
+10% +$269K 0.01% 1180
2021
Q2 		$2.77M Buy
162,367
+2,805
+2% +$48K 0.01% 1216
2021
Q1 		$2.56M Sell
159,562
-12,985
-8% -$201K 0.01% 1161
2020
Q4 		$2.49M Buy
172,547
+18,248
+12% +$232K 0.01% 1103
2020
Q3 		$1.78M Buy
154,299
+639
+0.4% +$7.11K 0.01% 1164
2020
Q2 		$1.61M Buy
153,660
+8,551
+6% +$86.8K 0.01% 1138
2020
Q1 		$1.11M Buy
145,109
+9,902
+7% +$129K 0.01% 1202
2019
Q4 		$1.9M Buy
135,207
+1,676
+1% +$23.3K 0.01% 1070
2019
Q3 		$1.78M Buy
133,531
+920
+0.7% +$12K 0.01% 1031
2019
Q2 		$1.7M Buy
132,611
+137
+0.1% +$1.78K 0.01% 1042
2019
Q1 		$1.68M Buy
132,474
+3,892
+3% +$49.6K 0.01% 1005
2018
Q4 		$1.42M Buy
128,582
+3,940
+3% +$48K 0.01% 1002
2018
Q3 		$1.64M Sell
124,642
-457
-0.4% -$6.1K 0.01% 1025
2018
Q2 		$1.58M Buy
125,099
+8,200
+7% +$101K 0.01% 1032
2018
Q1 		$1.41M Buy
116,899
+5,708
+5% +$71.6K 0.01% 1061
2017
Q4 		$1.46M Buy
111,191
+65,482
+143% +$856K 0.01% 1012
2017
Q3 		$590K Sell
45,709
-593
-1% -$7.61K ﹤0.01% 1508
2017
Q2 		$613K Buy
46,302
+732
+2% +$10.2K ﹤0.01% 1430
2017
Q1 		$689K Buy
45,570
+17,869
+65% +$262K ﹤0.01% 1318
2016
Q4 		$391K Buy
27,701
+44
+0.2% +$599 ﹤0.01% 1574
2016
Q3 		$375K Buy
27,657
+93
+0.3% +$1.24K ﹤0.01% 1558
2016
Q2 		$342K Sell
27,564
-2,438
-8% -$29.6K ﹤0.01% 1580
2016
Q1 		$360K Buy
30,002
+709
+2% +$7.88K ﹤0.01% 1509
2015
Q4 		$357K Sell
29,293
-1,429
-5% -$16.1K ﹤0.01% 1488
2015
Q3 		$311K Buy
30,722
+2,513
+9% +$28.5K ﹤0.01% 1527
2015
Q2 		$326K Buy
28,209
+4,314
+18% +$56K ﹤0.01% 1589
2015
Q1 		$322K Buy
23,895
+1,776
+8% +$26K ﹤0.01% 1592
2014
Q4 		$329K Sell
22,119
-382
-2% -$5.76K ﹤0.01% 1514
2014
Q3 		$325K Buy
22,501
+2,265
+11% +$35.9K ﹤0.01% 1491
2014
Q2 		$327K Buy
20,236
+4,392
+28% +$64.3K ﹤0.01% 1489
2014
Q1 		$223K Sell
15,844
-726
-4% -$11.4K ﹤0.01% 1683
2013
Q4 		$272K Sell
16,570
-24,437
-60% -$394K ﹤0.01% 1496
2013
Q3 		$625K Sell
41,007
-6,133
-13% -$88.9K 0.01% 980
2013
Q2 		$657K Buy
+47,140
New +$614K 0.01% 893

Other funds holding HTGC

SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
D.E. Shaw & Co
D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
MC
Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Commonwealth Equity Services's HTGC Position: Q1 2026 in Review

Commonwealth Equity Services reduced its Hercules Capital (HTGC) stake by 3% in Q1 2026, selling an estimated $109K and leaving 213,346 shares worth $3.15M. The position accounts for ﹤0.01% of the portfolio, ranked #1661.

Commonwealth Equity Services first reported a position in HTGC in Q2 2013 and has held it in 52 quarters since. The position peaked at $6.76M in Q2 2024. 349 funds tracked by Wall St. Rank hold HTGC as of Q1 2026.

  • Commonwealth Equity Services held 213,346 shares of Hercules Capital worth $3.15M as of Q1 2026.
  • Commonwealth Equity Services sold 6,696 Hercules Capital shares in Q1 2026, an estimated $109K.
  • Hercules Capital made up ﹤0.01% of Commonwealth Equity Services's portfolio in Q1 2026, its #1661 holding.
  • Commonwealth Equity Services first reported a position in Hercules Capital in Q2 2013 and has held it in 52 quarters since.
  • Commonwealth Equity Services's Hercules Capital position peaked at $6.76M in Q2 2024.
  • 349 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2026.

Based on Commonwealth Equity Services's 13F filing for Q1 2026, filed 27 Apr 2026.