Ativo Capital Management’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-15,907	Closed	-$230K	–	234
2014 Q3	$230K	Buy	15,907 +205	+1%	+$2.96K	0.09%	182
2014 Q2	$254K	Sell	15,702 -2,056	-12%	-$33.3K	0.11%	155
2014 Q1	$250K	Buy	17,758 +2,933	+20%	+$41.3K	0.1%	172
2013 Q4	$243K	Buy	+14,825	New	+$243K	0.11%	170