Rotella Capital Management’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-10,300	Closed	-$166K	–	354
2014 Q2	$166K	Buy	+10,300	New	+$166K	0.14%	144