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Ladenburg Thalmann Financial Services’s Hercules Capital HTGC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$1.14M Sell
81,045
-84
-0.1% -$1.17K 0.01% 1201
2019
Q3 		$1.08M Buy
81,129
+1,953
+2% +$25.5K 0.01% 1190
2019
Q2 		$1.01M Sell
79,176
-4,865
-6% -$63.1K 0.01% 1230
2019
Q1 		$1.06M Buy
84,041
+2,448
+3% +$31.2K 0.01% 1148
2018
Q4 		$902K Sell
81,593
-8,224
-9% -$100K 0.01% 1127
2018
Q3 		$1.18M Sell
89,817
-855
-0.9% -$11.4K 0.01% 1023
2018
Q2 		$1.1M Hold
90,672
– – 0.01% 1016
2018
Q1 		$1.1M Buy
90,672
+2,781
+3% +$34.9K 0.01% 1016
2017
Q4 		$1.15M Sell
87,891
-2,670
-3% -$34.9K 0.01% 982
2017
Q3 		$1.17M Sell
90,561
-2,773
-3% -$35.6K 0.01% 897
2017
Q2 		$1.23M Buy
93,334
+49,679
+114% +$690K 0.01% 829
2017
Q1 		$659K Buy
43,655
+5,436
+14% +$79.7K 0.01% 1141
2016
Q4 		$538K Buy
38,219
+12,240
+47% +$167K 0.01% 1209
2016
Q3 		$353K Buy
25,979
+5,463
+27% +$72.8K 0.01% 1384
2016
Q2 		$256K Buy
20,516
+5,657
+38% +$68.7K ﹤0.01% 1508
2016
Q1 		$180K Buy
14,859
+1,645
+12% +$18.3K ﹤0.01% 1682
2015
Q4 		$161K Sell
13,214
-401
-3% -$4.51K ﹤0.01% 1727
2015
Q3 		$138K Buy
13,615
+3,350
+33% +$38K ﹤0.01% 1756
2015
Q2 		$119K Buy
10,265
+611
+6% +$7.94K ﹤0.01% 1977
2015
Q1 		$130K Buy
9,654
+218
+2% +$3.19K ﹤0.01% 1895
2014
Q4 		$140K Sell
9,436
-4,911
-34% -$74.1K ﹤0.01% 1669
2014
Q3 		$207K Sell
14,347
-1,526
-10% -$24.2K 0.01% 1205
2014
Q2 		$257K Buy
15,873
+1,119
+8% +$16.4K 0.01% 1064
2014
Q1 		$208K Buy
14,754
+8,889
+152% +$139K 0.01% 1108
2013
Q4 		$96K Buy
5,865
+1,399
+31% +$22.6K ﹤0.01% 1502
2013
Q3 		$68K Sell
4,466
-792
-15% -$11.5K ﹤0.01% 1616
2013
Q2 		$73K Buy
+5,258
New +$68.4K ﹤0.01% 1471

Other funds holding HTGC

SAMH
Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return
GIP
Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
ACM
Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Ladenburg Thalmann Financial Services's HTGC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Hercules Capital (HTGC) stake by 0.1% in Q4 2019, selling an estimated $1.17K and leaving 81,045 shares worth $1.14M. The position accounts for 0.01% of the portfolio, ranked #1201.

Ladenburg Thalmann Financial Services first reported a position in HTGC in Q2 2013 and has held it in 27 quarters since. The position peaked at $1.23M in Q2 2017. 191 funds tracked by Wall St. Rank hold HTGC as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 81,045 shares of Hercules Capital worth $1.14M as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 84 Hercules Capital shares in Q4 2019, an estimated $1.17K.
  • Hercules Capital made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1201 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Hercules Capital in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's Hercules Capital position peaked at $1.23M in Q2 2017.
  • 191 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.