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Concert Wealth Management’s Hercules Capital HTGC Stock Holding History

Concert Wealth Management’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-13,662
Closed -$214K – 562
2014
Q2 		$214K Sell
13,662
-100
-0.7% -$1.46K 0.03% 499
2014
Q1 		$197K Hold
13,762
– – 0.02% 519
2013
Q4 		$225K Buy
+13,762
New +$222K 0.03% 462

Other funds holding HTGC

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EAM
Edge Asset Management Seattle, Washington $13.2B AUM 19.52% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
LSV Asset Management
LSV Asset Management Chicago, Illinois $55.1B AUM 45.38% 1-Year Est. Return
CCMLC
Cardinal Capital Management LLC (Connecticut) Greenwich, Connecticut $365M AUM 18.32% 1-Year Est. Return
ACM
Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
Robeco Institutional Asset Management
Robeco Institutional Asset Management Rotterdam, Netherlands $81.4B AUM 40.71% 1-Year Est. Return
LTI
Laffer Tengler Investments Nashville, Tennessee $782M AUM 33.6% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Concert Wealth Management's HTGC Position: Q3 2014 in Review

Concert Wealth Management sold out of Hercules Capital (HTGC) in Q3 2014, closing a stake of 13,662 shares — an estimated $214K sold.

Concert Wealth Management first reported a position in HTGC in Q4 2013 and held it in 3 quarters. The position peaked at $225K in Q4 2013. 138 funds tracked by Wall St. Rank hold HTGC as of Q3 2014.

  • Concert Wealth Management reported no remaining Hercules Capital position as of Q3 2014 after selling out during the quarter.
  • Concert Wealth Management sold 13,662 Hercules Capital shares in Q3 2014, an estimated $214K.
  • Concert Wealth Management first reported a position in Hercules Capital in Q4 2013 and held it in 3 quarters.
  • Concert Wealth Management's Hercules Capital position peaked at $225K in Q4 2013.
  • 138 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2014.

Based on Concert Wealth Management's 13F filing for Q3 2014, filed 13 Nov 2014.