Concert Wealth Management’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-13,662	Closed	-$214K	–	561
2014 Q2	$214K	Sell	13,662 -100	-0.7%	-$1.57K	0.03%	499
2014 Q1	$197K	Hold	13,762	–	–	0.02%	519
2013 Q4	$225K	Buy	+13,762	New	+$225K	0.03%	462