Kempner Capital Management’s Hercules Capital HTGC Stock Holding History

Kempner Capital Management’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-14,200	Closed	-$180K	–	53
2018 Q2	$180K	Hold	14,200	–	–	0.12%	54
2018 Q1	$172K	Hold	14,200	–	–	0.12%	50
2017 Q4	$186K	Hold	14,200	–	–	0.12%	53
2017 Q3	$183K	Hold	14,200	–	–	0.12%	56
2017 Q2	$188K	Hold	14,200	–	–	0.12%	56
2017 Q1	$215K	Hold	14,200	–	–	0.14%	53
2016 Q4	$200K	Hold	14,200	–	–	0.15%	54
2016 Q3	$193K	Hold	14,200	–	–	0.13%	57
2016 Q2	$176K	Hold	14,200	–	–	0.11%	59
2016 Q1	$171K	Hold	14,200	–	–	0.1%	64
2015 Q4	$173K	Hold	14,200	–	–	0.1%	61
2015 Q3	$144K	Hold	14,200	–	–	0.08%	68
2015 Q2	$164K	Hold	14,200	–	–	0.09%	65
2015 Q1	$191K	Hold	14,200	–	–	0.12%	62
2014 Q4	$211K	Hold	14,200	–	–	0.09%	57
2014 Q3	$205K	Buy	14,200 +2,000	+16%	+$31.7K	0.09%	57
2014 Q2	$197K	Buy	+12,200	New	+$179K	0.08%	60

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

SAMH

Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

GIP

Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Kempner Capital Management's HTGC Position: Q3 2018 in Review

Kempner Capital Management sold out of Hercules Capital (HTGC) in Q3 2018, closing a stake of 14,200 shares — an estimated $180K sold.

Kempner Capital Management first reported a position in HTGC in Q2 2014 and held it in 17 quarters. The position peaked at $215K in Q1 2017. 181 funds tracked by Wall St. Rank hold HTGC as of Q3 2018.

Kempner Capital Management reported no remaining Hercules Capital position as of Q3 2018 after selling out during the quarter.
Kempner Capital Management sold 14,200 Hercules Capital shares in Q3 2018, an estimated $180K.
Kempner Capital Management first reported a position in Hercules Capital in Q2 2014 and held it in 17 quarters.
Kempner Capital Management's Hercules Capital position peaked at $215K in Q1 2017.
181 funds tracked by Wall St. Rank held Hercules Capital as of Q3 2018.

Based on Kempner Capital Management's 13F filing for Q3 2018, filed 5 Oct 2018.