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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

70 hedge funds and large institutions have $324M invested in First Trust Small Cap Growth AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 31 increasing their positions, 12 reducing their positions, and 9 closing their positions.

Holders
70
Holders Change
+9
Holders Change %
+14.75%
% of All Funds
1.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
31
Reduced
12
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$82.2M
2
RJA
2
Raymond James & Associates
Florida
$44.8M
3
Bank of America
3
Bank of America
North Carolina
$39.5M
4
LPL Financial
4
LPL Financial
California
$33.6M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$8.35M

Top Sellers

1
CWM
1
Cornerstone Wealth Management
Missouri
$8.99M
2
Jane Street
2
Jane Street
New York
$0
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$0
4
BRF
4
B. Riley Financial
California
$0
5
NWP
5
Northstar Wealth Partners
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
SPIA
26
Steward Partners Investment Advisory
New York
$1.58M 30,094 -816 -3%
AG
27
Advisor Group
Arizona
$1.57M 30,086 +9,185 +44%
Stifel Financial
28
Stifel Financial
Missouri
$1.5M 28,669 +7,341 +34%
CA
29
Cetera Advisors
Colorado
$1.42M 27,067 +27,067 New
CAN
30
Cetera Advisor Networks
California
$1.21M 23,043 +10,338 +81%
SPC
31
Sigma Planning Corp
Michigan
$1.2M 22,892 +22,892 New
IWA
32
IBEX Wealth Advisors
New Jersey
$1.15M 22,365 +22,365 New
BRWM
33
B. Riley Wealth Management
Tennessee
$1.12M 21,376 +21,376 New
IA
34
IFP Advisors
Florida
$1.11M 21,226 +3,394 +19%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$998K 19,077 +9,697 +103%
JIP
36
Jaffetilchin Investment Partners
Florida
$800K 15,296 -10,053 -40%
KWM
37
Kingsview Wealth Management
Oregon
$761K 14,555 +4,848 +50%
PAG
38
Private Advisor Group
New Jersey
$748K 14,287 +9,730 +214%
BCM
39
Breiter Capital Management
Florida
$646K 12,356 -6,099 -33%
UR
40
USCA RIA
Texas
$599K 11,451 +482 +4%
TRCT
41
Tower Research Capital (TRC)
New York
$588K 11,234 +11,234 New
OIA
42
Optimum Investment Advisors
Illinois
$540K 10,326 +889 +9%
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$500K 9,566 +4,462 +87%
WS
44
Wedbush Securities
California
$492K 9,400 +9,400 New
LI
45
LVZ Inc
Michigan
$420K 8,719 +8,719 New
NA
46
NewEdge Advisors
Louisiana
$372K 7,107 +7,107 New
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$354K 6,769 +4,505 +199%
APA
48
American Portfolios Advisors
New York
$337K 6,440 +6,207 +2,664%
CWA
49
Clarus Wealth Advisors
Arizona
$317K 6,065 -105 -2%
FAAS
50
First Allied Advisory Services
California
$266K 5,080 -4,924 -49%
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